DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

SEC-registered adviser

I•••••••• A•••••••• L••

Broker-dealer affiliated wealth managerUrbandale, IowaCRD 139627SEC 801-69742website IAPD

Latest filing May 13, 2026

First filing on the tape Mar 30, 2012 · 69 filings

SEC status approved since Nov 14, 2008

RAUM

$5.4B

reported, Item 5.F

Discretionary

82%

of RAUM

Private clients

89%

$4.8B individuals and HNW

Advisors

355

registered through the firm on IAPD

RAUM per advisor

$15.2M

derived; firm RAUM over IAPD count

Employees

400

322 advisory (5.B.1)

Offices

128

beyond the principal office

Private funds

reported on Schedule D

History

69 filings and snapshots on the tape

RAUM$5.4B as of May 13, 2026

Mar 30, 2012$86.2M then

HNW client RAUM$2.7B as of May 13, 2026

Mar 29, 2018$20.8M then

State-registered IARs (5.B.3)342 as of May 13, 2026

Mar 30, 20120 then

Employees (5.A)400 as of May 13, 2026

Apr 1, 2013125 then

Private funds: no history

RAUM +125% over the last fiscal year+58% a year over threeIARs 164 to 342

Practice profile

derived from the filing of May 13, 2026; every figure names its basis

Archetypes, each a printed rule

Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets

RAUM per advisor: $15.2MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 30derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $2.5MderivedHNW RAUM over HNW clients
Average account: $264,670derivedRAUM over accounts (5.F.2.f)
Discretionary: 82%derivedof RAUM
Institutional: 6.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.1derivedItem 5.A over advisors
Advisors per office: 2.8derived129 offices incl. principal (1.F.5)
RAUM growth, one year: +125%derivedbetween the last two annual amendments
Advisor growth, one year: +109%derivedItem 5.B.3 between annual amendments
Client growth, one year: -24%derived
Compensation: percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, pension consulting, selection of other advisers, publications, educational seminarsreportedItem 5.G
Wrap fee program: $2.5BreportedItem 5.I
Custody: $1.8B, 5,316 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

is a broker-dealer (6.A.1)
is an insurance broker or agent (6.A.6)
buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
an independent public accountant performs a surprise examination (9.C.1)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$2.7B49%
Individuals$2.2B40%
Pension and profit-sharing plans$365M6.7%
Corporations and businesses$200M3.7%
Charitable organizations$6.5M0.1%

Individual clients: 9,578reported
HNW clients: 1,082reported
Pension plan clients: 125reported
Charitable clients: 5reported
Accounts: 20,448reported
Financial planning clients: 101-250reported
Wrap fee programs: $0 sponsored, $0 managedreported
Custody of client assets: $1.8B for 5,316 clientsreported
Compensation: % of AUM, fixed, hourlyreported
Class basis: private_client_share=0.89 fund_share=0.0 institutional_share=0.07 related_bd=true related_bank=false bd_reps=306.0derived

Advisors registered through the firm

343 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
J••• E••• L••••••	Urband•••, Ia	Sep 27, 2007	35 y	1
R•••••• A••••• E••••Certified Financial Planner	Rogers, Ar	Dec 18, 2007	38 y	2
K••••• C•••••• T•••••••	Redfield, Ia	Oct 24, 2008	27 y	1
T••••• C••••• K•••••	Urband•••, Ia	Mar 3, 2009	25 y	1
P•••• C••••• S•••••••Certified Financial Planner	Selinsgrove, Pa	Nov 10, 2009	25 y	1
E••• R••••••• E••••••	Urband•••, Ia	Dec 7, 2010	18 y	1
L•••• R••• L••••	Urband•••, Ia	Jan 3, 2011	26 y	3
C••••• K•••• T•••••	Mililani, Hi	Apr 26, 2011	25 y	3
S•••• S••••••• H•••••Certified Financial Planner	Urband•••, Ia	Jan 19, 2012	42 y	1
T••••••• L•••• N••••••••	Rochester, Mi	Aug 16, 2012	20 y	1
D•••• M•••••• W••••••Certified Financial Planner	Urband•••, Ia	Feb 6, 2013	44 y	3
E•••••• R••••• I••••••	Urband•••, Ia	Nov 5, 2013	23 y	5
B•••• E••••• A••••	Urband•••, Ia	Dec 2, 2013	30 y	2
D•••• D••• R•••	Urband•••, Ia	Feb 24, 2014	25 y	1
D••• S••••• L•••••	Green Bay, Wi	May 9, 2014	13 y	0
D•••• K•• H•••••	Urband•••, Ia	Aug 25, 2014	22 y	1
K•••• J••••• R••••••••	Lake C••••••, La	Aug 29, 2014	23 y	1
J••• J••• D••••	Boise, Id	Sep 3, 2014	39 y	0
M•••••• M•••• M•••••••••	Urband•••, Ia	Sep 9, 2014	26 y	0
S•••• D•••••• S••••••	Urband•••, Ia	Jan 2, 2015	18 y	1
R••••• M••••• V•• P•••	Warminster, Pa	Apr 28, 2016	46 y	1
M••• E••••• G•••••	Urband•••, Ia	May 10, 2016	17 y	3
A•••• J••••• P•••••••	Urband•••, Ia	Jul 12, 2016	28 y	4
S•• S••••••• Y••••	Loma Linda, Ca	Aug 19, 2016	12 y	0
E•••••••• B• E••••	Urband•••, Ia	Oct 6, 2016	10 y	0
A•••• R••••• L•••••Chartered Financial Consultant	Exline, Ia	Oct 7, 2016	24 y	0
A••••• A•••• O•••Chartered Financial Consultant	Urbandale, Ia	Oct 17, 2016	26 y	1
T•••• J••••• L•••••	Green Bay, Wi	Jan 5, 2017	11 y	0
J••••• M•••••• Y••••••••	Cherryhill, Nj	Jan 10, 2017	42 y	1
D•••• D• H•••	Akron, Oh	Aug 1, 2017	32 y	3
C••••••••• R••••• S••••••Certified Financial Planner	Urband•••, Ia	Aug 16, 2017	31 y	2
E••••• C••• I•••••	Flower Mound, Tx	Sep 6, 2017	46 y	5
H••••• R•••••• S••••••	Urband•••, Ia	Sep 8, 2017	28 y	5
D•••• M• L••••Certified Financial Planner	Urband•••, Ia	Sep 8, 2017	23 y	4
C••••••••• H••• W••••••••	Urband•••, Ia	Sep 12, 2017	20 y	4
B•••• M••••••	Dallas, Tx	Oct 18, 2017	23 y	2
D•••• L•• D•••••	Urband•••, Ia	Oct 19, 2017	24 y	4
D••••• R••••• L••••	Urband•••, Ia	Dec 11, 2017	25 y	4
D••••• J•••• A••••••	Grosse Pointe Farms, Mi	Jan 10, 2018	10 y	1
P•••• G••••• P••••	Urband•••, Ia	Jan 31, 2018	30 y	7

All 343 advisors at I•••••••• A•••••••• L••

Advisor movement

23 left, 48 joined in 12 months

net +25 in 12 months7 left in 90 days12 joined in 90 daysdeparture rate 6.5% of current headcount55 left over 36 months

Left, latest

K•••• B•••• P•••• to G••••••• A•••••••• L••
Sep 11, 2026 · Affiliated broker-dealer or bank to independent RIA
G•••• D•••• G••••••••• to E•• F•••••••• A•••••••
Jul 31, 2026 · Affiliated broker-dealer or bank to independent RIA
D••• M•••••• to L•• F•••••••• L••
Jul 25, 2026 · Affiliated broker-dealer or bank to another
E•••• N••• to T• P•••••• C••••• W••••• L••
Jul 25, 2026 · Affiliated broker-dealer or bank to another
E•••• L•••• H••••••• to M•• I•••••••• S•••••••• L••
Jul 20, 2026 · Affiliated broker-dealer or bank to another
K•••• P•••••• P••••• to O•••• W•••••• I•••
Jul 17, 2026 · Affiliated broker-dealer or bank to another
T•••• M•••••• P••••• to O•••• W•••••• I•••
Jul 17, 2026 · Affiliated broker-dealer or bank to another
D•••• E••• A•••• to I••••••••• W••••• C••••••• L••
Jun 5, 2026 · Affiliated broker-dealer or bank to independent RIA
D•••• C••••••••• T••••• to A• W••••• M••••••••• L••
May 9, 2026 · Affiliated broker-dealer or bank to another
R••• R••• R•••• to C••••••••• F•••••••• S••••••••
Apr 24, 2026 · Affiliated broker-dealer or bank to a state-registered adviser
C•••• E••••• L•••• to C••••••••• F•••••••• S••••••••
Apr 24, 2026 · Affiliated broker-dealer or bank to a state-registered adviser
K•••• J••••• W••• to C••••••••• W••••• A•••••••• L••
Apr 1, 2026 · Affiliated broker-dealer or bank to another
A••• E••••• M••••••••• to A•••• W••••• M••••••••• I•••
Mar 6, 2026 · Affiliated broker-dealer or bank to independent RIA
T••••••• T•••••• to C••••••••• S••••••••• L••
Feb 18, 2026 · Affiliated broker-dealer or bank to another
A•••• D• T•••••• to C••••••••• S••••••••• L••
Feb 18, 2026 · Affiliated broker-dealer or bank to another

Joined, latest

S•••••• W•••• B••••••• from B•••••• L••• A••••••• S•••••••• I•••
Sep 15, 2026 · Affiliated broker-dealer or bank to another
R•••••• N•••••••• L•• from R•••• I••••••••• A••••••• L••
Sep 14, 2026 · Affiliated broker-dealer or bank to another
J•••••• A••• T•••• from P•••••••• A•••• M•••••••••
Sep 1, 2026 · Other
J•• C• L•••• from K••••• A••••••• S•••••••• L••
Aug 7, 2026 · Affiliated broker-dealer or bank to another
J••• J••••• E••• from L•• F•••••••• L••
Jul 24, 2026 · RIA to affiliated broker-dealer or bank
J•••• P•••• C•••••• from K••••• A•••••••• I•••
Jul 20, 2026 · Affiliated broker-dealer or bank to another
M•••••• J•••• P••••••• from I••••• W••••• M•••••••••
Jul 17, 2026 · Other
K••• J••• S••••• from K••••• A•••••••• I•••
Jul 14, 2026 · Affiliated broker-dealer or bank to another
R••• N••••••• P••••• from K••••• A•••••••• I•••
Jul 14, 2026 · Affiliated broker-dealer or bank to another
K••• J••• S••••• from K••••• A•••••••• I•••
Jul 14, 2026 · Affiliated broker-dealer or bank to another
F•••••• P•••••••• from G••••••• W••••• M•••••••••
Jul 8, 2026 · Affiliated broker-dealer or bank to another
N•••••• Y••••• Y•••••• from L•• F•••••••• L••
Jul 7, 2026 · Affiliated broker-dealer or bank to another
S•••••••• L•••• from W•• B•••••••• S•••••••• I•••
Jun 12, 2026 · Affiliated broker-dealer or bank to another
C•••••• D••••• F•••••• T••••••• from V••• I••••••••• M••••••••• C•• L••
Jun 3, 2026 · Other
J••• P•••••• K••••• from G••••••• W••••• M•••••••••
May 7, 2026 · Affiliated broker-dealer or bank to another

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

2 left for O•••• W•••••• I•••
Jul 17, 2026 · Urband•••, Ia
2 left for C••••••••• F•••••••• S••••••••
Apr 24, 2026 · L•••••• University, Pa
2 left for C••••••••• S••••••••• L••
Feb 18, 2026 · Urband•••, Ia
3 left for A• W••••• M••••••••• L••
Jun 11, 2025 · Urband•••, Ia
2 left for B••••• A••••••• G••••
Oct 25, 2024 · Greenwood, In
2 left for C••••••••• W•••••• L••
Oct 19, 2021 · Urband•••, Ia
3 left for A• W••••• M••••••••• L••
Jun 12, 2018 · Urband•••, Ia
2 left for S••••••••• A•••••• A•••••••• I•••
Jan 13, 2015 · Lancaster, Tx

2 joined from K••••• A•••••••• I•••
Jul 16, 2026 · Aberdeen, Sd
2 joined from R••••••••• A•••••••• L••
Jun 30, 2026 · Eugene, Or
3 joined from C•••••• A•••••••
Feb 24, 2026 · Dover, Nh
2 joined from L•••••• I•••••••••
Feb 24, 2026 · Dover, Nh
3 joined from L•••••• I•••••••••
Feb 10, 2026 · Fort Washington, Pa
2 joined from C••••• I••••••••• A••••••• L••
Oct 15, 2025 · J•••Stown, Pa
2 joined from C••••• I••••••••• A••••••• L••
Sep 24, 2025 · J•••Stown, Pa
2 joined from O•••• F•• I•••
May 20, 2024 · Lexington, Ky

Teams out Teams in

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

A••••• B•••• E••••• · Presidentcontrol
since 06/2016 · owns less than 5%
B••••• A••••• K• · Chief Financial Officer/Finopcontrol
since 08/2016 · owns less than 5%
M••••••• B•••• · Operations Director Officer/Finopcontrol
since 04/2025 · owns less than 5%
O•••• A••••• A•••• · Chief Investment Officercontrol
since 12/2017 · owns less than 5%
S•••••••• M••••••• R•••• · Chief Compliance Officercontrol
since 04/2026 · owns less than 5%

Entity owners

A••••••• I••••••••• M••••••••• · Direct Owner Operations
direct · owns 75% or more
A••••••• I••••••••• M••••••••• L•• · Direct Owner
direct · owns 75% or more
G••••••••• H•••••••• I••• · Indirect Owner
indirect · owns 75% or more of A••••••• I••••••••• M••••••••• L••
I•••••••• M•••••••• A••••••••• L•• · Indirect Owner
indirect · owns 75% or more of I•••••••• M•••••••• P•••••••• L••
I•••••••• M•••••••• I••••••••• · Indirect Owner
indirect · owns 75% or more of I•••••••• M•••••••• A••••••••• L••
I•••••••• M•••••••• P•••••• L•• · Indirect Owner
indirect · owns 75% or more of I•••••••• M•••••••• I•••••••••
I•••••••• M•••••••• P•••••••• L•• · Indirect Owner
indirect · owns 75% or more of G••••••••• Holdings Inc
I••••••••• L•• · Indirect Owner
indirect · owns 75% or more of I•••••••• M•••••••• P•••••• L••

Related persons

Schedule D 7.A

F•••• P••••••••• L••
broker-dealern
G•••••••• W••••• P•••••••
investment advisernRAUM $5.7B
I•••••••• A••••••• S••••••••
investment advisernRAUM $1.1B
I•••••••• C••••••• L••
broker-dealern
L••• S••••• A•••••••• L••
investment advisernRAUM $3.2B
L••• S••••• F••••••••• L••
broker-dealern
W••••• M•••••••••
investment advisernRAUM $3.7B

Advisers that list I•••••••• A•••••••• L•• as a related person

167610 n
288817 n

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out
Urband•••, Ia · principal	240	74	14	2
A•••••, Tx	84	79	2
Omaha, Ne	14	2	0
Farmington, Ct	11	1	1
Weston, Fl	10	0	0
J•••Ston, Ia	10	1	0
B•••Evue, Wa	7	7	0
West Des Moines, Ia	6	0	0
San Ramon, Ca	6	6	0
Somersworth, Nh	6	6	0
Waco, Tx	5	5	0
J•••Stown, Pa	5	5	0
S••••Sd•••, Az	5	3	0
Cedar Rapids, Ia	5	4	1
Palm Beach Gardens, Fl	5	2	0
Aberdeen, Sd	5	5	0
T••••, Tx	4	3	0
Fargo, Nd	4	4	0
Green Bay, Wi	4	0	0
S••••Town, Ny	4	0	0

Offices

Schedule D 1.F, the 25 largest

Omaha, NE12 employees
Farmington, CT11 employees
Green Bay, WI4 employees
West Des Moines, IA3 employees
Palm Beach Gardens, FL3 employees
L••••••, NE3 employees
S••••Town, NY2 employees
Boise, ID2 employees
Omaha, NE2 employees
Parsippany, NJ2 employees
Weston, FL2 employees
Platteville, WI2 employees
Glen A••••, VA2 employees
Naples, FL2 employees
Greenwood, IN2 employees
Henderson, NV2 employees
Bel Air, MD1 employees
Denver, CO1 employees
Heath, TX1 employees
Tampa, FL1 employees
Rogers, AR1 employees
Lakewood, NJ1 employees
Selinsgrove, PA1 employees
Redfield, IA1 employees
La Mirada, CA1 employees

ADV anomalies

9 against comparable advisers; where to look, not conclusions

control person changedChange between filings · filing May 13, 2026
B••••• A••••• K• (CHIEF FINANCIAL OFFICER/FINOP) left Schedule A between the filings of 2024-06-26 and 2026-05-13
peers: affiliated wealth managers, $5B to $20B (53)
control person changedChange between filings · filing May 13, 2026
S•••••••• M••••••• R•••• (CHIEF COMPLIANCE OFFICER) appeared on Schedule A between the filings of 2024-06-26 and 2026-05-13
peers: affiliated wealth managers, $5B to $20B (53)
c•••••s down average size upCombination · filing Apr 30, 2026
private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $2,409,759,253 to $5,411,976,879, advisors 164 to 342, private clients 13964 to 10660, offices 128 to 128 (2025-03-31 to 2026-04-30)
peers: affiliated wealth managers, $5B to $20B (53)
new owner headcount expandsCombination · filing Apr 30, 2026
A••••••• I••••••••• M••••••••• joined Schedule A on the filing of 2026-05-13; advisors 164.0 to 342.0 between the annual amendments of 2025-03-31 and 2026-04-30
peers: affiliated wealth managers, $5B to $20B (53)
advisor count surgeChange between filings · filing Apr 30, 2026
advisory representatives (Item 5.B.3) moved from 164.0 to 342.0 (+109.0%) between the annual amendments of 2025-03-31 and 2026-04-30; the peer median change was +2.0% (52 comparable advisers, 100.0th percentile of changes)
peers: affiliated wealth managers, $5B to $20B (52) · 100% percentile
discretionary share shiftChange between filings · filing Apr 30, 2026
discretionary share of RAUM moved from 100.0% to 82.0% between the annual amendments of 2025-03-31 and 2026-04-30
peers: affiliated wealth managers, $5B to $20B (53)
employee count surgeChange between filings · filing Apr 30, 2026
employees (Item 5.A) moved from 265.0 to 400.0 (+51.0%) between the annual amendments of 2025-03-31 and 2026-04-30; the peer median change was +4.0% (52 comparable advisers, 96.0th percentile of changes)
peers: affiliated wealth managers, $5B to $20B (52) · 96% percentile
HNW share shiftChange between filings · filing Apr 30, 2026
HNW share of RAUM moved from 14.0% to 49.0% between the annual amendments of 2025-03-31 and 2026-04-30
peers: affiliated wealth managers, $5B to $20B (53)
RAUM up 50 %Change between filings · filing Apr 30, 2026
RAUM (Item 5.F) moved from $2,409,759,253 to $5,411,976,879 (+125.0%) between the annual amendments of 2025-03-31 and 2026-04-30; the peer median change was +21.0% (52 comparable advisers, 98.0th percentile of changes)
peers: affiliated wealth managers, $5B to $20B (52) · 98% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Advisory employees · 164 to 322
Jan 15, 2026 to Mar 31, 2026
Accounts · 14,148 to 20,448
Jan 15, 2026 to Mar 31, 2026
Advisory activities · 4 to 6
Jan 15, 2026 to Mar 31, 2026
BD registered reps · 202 to 306
Jan 15, 2026 to Mar 31, 2026
Charity clients · 16 to 5
Jan 15, 2026 to Mar 31, 2026
Corporate clients · 147 to 95
Jan 15, 2026 to Mar 31, 2026
HNW clients · 759 to 1,082
Jan 15, 2026 to Mar 31, 2026
Individual clients · 13,205 to 9,578
Jan 15, 2026 to Mar 31, 2026
Pension plan clients · 0 to 125
Jan 15, 2026 to Mar 31, 2026
Assets in custody · $1.2B to $1.8B
Jan 15, 2026 to Mar 31, 2026
Employees · 265 to 400
Jan 15, 2026 to Mar 31, 2026
Insurance-licensed employees · 17 to 20
Jan 15, 2026 to Mar 31, 2026
Financial planning clients · 26-50 to 101-250
Jan 15, 2026 to Mar 31, 2026
State-registered IARs · 164 to 342
Jan 15, 2026 to Mar 31, 2026
Discretionary RAUM · $2.4B to $4.5B
Jan 15, 2026 to Mar 31, 2026
HNW RAUM · $328M to $2.7B
Jan 15, 2026 to Mar 31, 2026
Individual RAUM · $2.0B to $2.2B
Jan 15, 2026 to Mar 31, 2026
Non-discretionary RAUM · $0 to $957M
Jan 15, 2026 to Mar 31, 2026
Pension RAUM · unset to 365293074.0
Jan 15, 2026 to Mar 31, 2026
RAUM · $2.4B to $5.4B
Jan 15, 2026 to Mar 31, 2026
Wrap assets (sponsor) · $377M to $0
Jan 15, 2026 to Mar 31, 2026
Assets in custody · unset to 1232453907.0
May 28, 2025 to Sep 26, 2025
Custody of client assets · false to true
May 28, 2025 to Sep 26, 2025
Financial planning clients · 26-50 to 26-50
Mar 31, 2025 to May 28, 2025
Accounts · 11,566 to 14,148
Dec 2, 2024 to Mar 31, 2025
Advisory employees · 173 to 164
Dec 2, 2024 to Mar 31, 2025
BD registered reps · 197 to 202
Dec 2, 2024 to Mar 31, 2025
Charity clients · 15 to 16
Dec 2, 2024 to Mar 31, 2025
Corporate clients · 88 to 147
Dec 2, 2024 to Mar 31, 2025
HNW clients · 598 to 759
Dec 2, 2024 to Mar 31, 2025
Individual clients · 10,815 to 13,205
Dec 2, 2024 to Mar 31, 2025
Employees · 260 to 265
Dec 2, 2024 to Mar 31, 2025
State-registered IARs · 173 to 164
Dec 2, 2024 to Mar 31, 2025
Other offices · 132 to 128
Dec 2, 2024 to Mar 31, 2025
Discretionary RAUM · $954M to $2.4B
Dec 2, 2024 to Mar 31, 2025
HNW RAUM · $231M to $328M
Dec 2, 2024 to Mar 31, 2025
Individual RAUM · $1.7B to $2.0B
Dec 2, 2024 to Mar 31, 2025
Non-discretionary RAUM · $1.0B to $0
Dec 2, 2024 to Mar 31, 2025
RAUM · $2.0B to $2.4B
Dec 2, 2024 to Mar 31, 2025
Wrap assets (sponsor) · $326M to $377M
Dec 2, 2024 to Mar 31, 2025

Signals

60 dated events

S•••••• W•••• B••••••• registered as an investment adviser representative at I•••••••• A•••••••• L••
Sep 15, 2026 · Advisor registered · fact
K•••• B•••• P•••• left I•••••••• A•••••••• L•• for G••••••• A•••••••• L•• (registered 2026-09-10)
Sep 11, 2026 · Advisor changed firm · fact
Douglas Anders Cook no longer registered at I•••••••• A•••••••• L••; no later IA registration on IAPD
Aug 21, 2026 · Advisor departure · fact
G•••• D•••• G••••••••• left I•••••••• A•••••••• L•• for E•• F•••••••• A••••••• (registered 2026-08-03)
Jul 31, 2026 · Advisor changed firm · fact
E•••• N••• left I•••••••• A•••••••• L•• for T• P•••••• C••••• W••••• L•• (registered 2026-08-12)
Jul 25, 2026 · Advisor changed firm · fact
D••• M•••••• left I•••••••• A•••••••• L•• for L•• F•••••••• L•• (registered 2026-07-27)
Jul 25, 2026 · Advisor changed firm · fact
E•••• L•••• H••••••• left I•••••••• A•••••••• L•• for M•• I•••••••• S•••••••• L•• (registered 2026-08-05)
Jul 20, 2026 · Advisor changed firm · fact
T•••• M•••••• P••••• left I•••••••• A•••••••• L•• for O•••• W•••••• I••• (registered 2026-07-21)
Jul 17, 2026 · Advisor changed firm · fact
K•••• P•••••• P••••• left I•••••••• A•••••••• L•• for O•••• W•••••• I••• (registered 2026-07-21)
Jul 17, 2026 · Advisor changed firm · fact
2 advisors left I•••••••• A•••••••• L•• (Urbandale, IA) for O•••• W•••••• I••• on the same day
Jul 17, 2026 · Team lift-out · derived
2 advisors left K••••• A•••••••• I••• (Aberdeen, SD) for I•••••••• A•••••••• L•• a day apart
Jul 16, 2026 · Team lift-out · derived
2 advisors left R••••••••• A•••••••• L•• (Eugene, OR) for I•••••••• A•••••••• L•• on the same day
Jun 30, 2026 · Team lift-out · derived
D•••• E••• A•••• left I•••••••• A•••••••• L•• for I••••••••• W••••• C••••••• L•• (registered 2026-06-22)
Jun 5, 2026 · Advisor changed firm · fact
D•••• C••••••••• T••••• left I•••••••• A•••••••• L•• for A• W••••• M••••••••• L•• (registered 2026-05-01)
May 9, 2026 · Advisor changed firm · fact
C•••• E••••• L•••• left I•••••••• A•••••••• L•• for C••••••••• F•••••••• S•••••••• (registered 2026-04-24)
Apr 24, 2026 · Advisor changed firm · fact
R••• R••• R•••• left I•••••••• A•••••••• L•• for C••••••••• F•••••••• S•••••••• (registered 2026-04-24)
Apr 24, 2026 · Advisor changed firm · fact
2 advisors left I•••••••• A•••••••• L•• (L•••••• University, PA) for C••••••••• F•••••••• S•••••••• on the same day
Apr 24, 2026 · Team lift-out · derived
K•••• J••••• W••• left I•••••••• A•••••••• L•• for C••••••••• W••••• A•••••••• L•• (registered 2026-04-01)
Apr 1, 2026 · Advisor changed firm · fact
I•••••••• A•••••••• L•• reported RAUM $5.4B, up 125% from $2.4B (2026-01-15 to 2026-03-31)
Mar 31, 2026 · RAUM change · derived
I•••••••• A•••••••• L•• reported 342 state-registered advisory representatives, up from 164 (2026-01-15 to 2026-03-31)
Mar 31, 2026 · Advisor headcount change · derived
A••• E••••• M••••••••• left I•••••••• A•••••••• L•• for A•••• W••••• M••••••••• I••• (registered 2026-03-09)
Mar 6, 2026 · Advisor changed firm · fact
3 advisors left C•••••• A••••••• (Dover, NH) for I•••••••• A•••••••• L•• within 2 days
Feb 24, 2026 · Team lift-out · derived
2 advisors left L•••••• I••••••••• (Dover, NH) for I•••••••• A•••••••• L•• within 2 days
Feb 24, 2026 · Team lift-out · derived
T••••••• T•••••• left I•••••••• A•••••••• L•• for C••••••••• S••••••••• L•• (registered 2026-02-13)
Feb 18, 2026 · Advisor changed firm · fact
A•••• D• T•••••• left I•••••••• A•••••••• L•• for C••••••••• S••••••••• L•• (registered 2026-02-13)
Feb 18, 2026 · Advisor changed firm · fact
2 advisors left I•••••••• A•••••••• L•• (Urbandale, IA) for C••••••••• S••••••••• L•• on the same day
Feb 18, 2026 · Team lift-out · derived
4 advisors left L•••••• I••••••••• (Fort Washington, PA) for I•••••••• A•••••••• L•• within 16 days
Feb 10, 2026 · Team lift-out · derived
P••••• M••••• left I•••••••• A•••••••• L•• for M• H••••••• S••••••••• I••• (registered 2026-01-30)
Feb 3, 2026 · Advisor changed firm · fact
J••••• Campedelli no longer registered at I•••••••• A•••••••• L••; no later IA registration on IAPD
Jan 23, 2026 · Advisor departure · fact
Aviva Esther Sapers no longer registered at I•••••••• A•••••••• L••; no later IA registration on IAPD
Jan 23, 2026 · Advisor departure · fact

Across DFX

shared identifiers only, never a name match

I•••••••• A•••••••• L•• · Private Equity
shared crd · intermediary

How to reach

public business contact points only, each with its source

Website: I••••••••WEALTH.COM/WEALTHreportedpublic record, Form ADV, Sep 19, 2026
Principal office phone: 877-886-1939reportedpublic record, Form ADV, May 13, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $15.2Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026