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RIA Intelligence

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Team lift-out

10 advisors left L•• F•••••••• L•• for R•••••• J•••• F•••••••• S••••••• A•••••••• I••

independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
AdvisorBranchLeftRegistered
David Aaron JonesPhoenix, AzFeb 27, 2019Feb 21, 2019
Edward Jonathan MclellanPhoenix, AzFeb 27, 2019Feb 21, 2019
Eric Shawn MorganApache Junction, AzFeb 27, 2019Feb 21, 2019
Jason Christopher RomeroPhoenix, AzFeb 27, 2019Feb 22, 2019
Joshua Edward FadelPhoenix, AzFeb 27, 2019Feb 26, 2019
Joshua Richard ZahnGilbert, AzFeb 27, 2019Feb 22, 2019
Mitchell Stanley LaytonPhoenix, AzFeb 27, 2019Feb 21, 2019
Paul Clement WintermantelScottsdale, AzFeb 27, 2019Feb 21, 2019
Robert Eugene NicholsPhoenix, AzFeb 27, 2019Feb 21, 2019
Timothy Joe ClemensChandler, AzFeb 27, 2019Feb 22, 2019
The rule
Registrations ended
Feb 27, 2019
Registered next
Feb 21, 2019 to Feb 26, 2019
Branch state
AZ
Cities
5, most in Phoenix, Az
Registered there that day
8,381 (people still on IAPD; an estimate)
Share of that headcount
0.1%
Succession by the destination
none on the tape
Other teams out of L•• F•••••••• L••Other teams into R•••••• J•••• F•••••••• S••••••• A•••••••• I••