DFX Intelligence
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Team lift-out
2 advisors left L•• F•••••••• L•• for H•• C•••••• L••
BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Stephen John Fassel | Yorkshire, Ny | May 12, 2023 | Aug 8, 2021 |
| Thomas Martin Abramson | Yorkshire, Ny | May 23, 2023 | Aug 9, 2021 |
The rule
- Registrations ended
- May 12, 2023 to May 23, 2023
- Registered next
- Aug 8, 2021 to Aug 9, 2021
- Branch state
- NY
- Cities
- 1, most in Yorkshire, Ny
- Registered there that day
- 14,557 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape