DFX Intelligence
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Team lift-out
2 advisors left L•• F•••••••• L•• for N•••••• A•••••••
BD affiliatedtoBD affiliatedAffiliated broker-dealer or bank to anotherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Amanda Catherine Klein | Los Alamitos, Ca | Aug 4, 2021 | Jul 23, 2021 |
| Michael Klein | Los Alamitos, Ca | Aug 4, 2021 | Jul 23, 2021 |
The rule
- Registrations ended
- Aug 4, 2021
- Registered next
- Jul 23, 2021
- Branch state
- CA
- Cities
- 1, most in Los Alamitos, Ca
- Registered there that day
- 12,123 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- a succession within a year (Nov 1, 2021), not necessarily this firm