DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Jeffrey Davis

Hightower Advisors, LLCBD affiliatedChicago, Il IA-onlyIAPD 6198095

Feed of 09/14/2026

Also filed as Jeffrey M Davis

At current firm

0 y

since May 6, 2026

In the industry

11 y

since Aug 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Hightower Advisors, LLC BD affiliated current
since May 6, 2026 · Chicago, Il
One Advisory Partners, LLC independent RIA
Apr 18, 2025 to Mar 19, 2026 · Santa Barbara, Ca
Ameriprise Financial Services, LLC national BD
Oct 21, 2024 to Apr 24, 2025 · Goleta, Ca
LPL Financial LLC BD affiliated
Jul 26, 2023 to Oct 28, 2024 · Thousand Oaks, Ca
Raymond James & Associates, Inc. national BD
Apr 3, 2019 to Jul 7, 2023 · Santa Barbara, Ca

Moves

a registration end followed by a registration begin elsewhere

One Advisory Partners, LLC to Hightower Advisors, LLC
left Mar 19, 2026, registered May 6, 2026 (48 days) · RIA to affiliated broker-dealer or bank
Ameriprise Financial Services, LLC to One Advisory Partners, LLC
left Apr 24, 2025, registered Apr 18, 2025 (-6 days) · Affiliated broker-dealer or bank to independent RIA
LPL Financial LLC to Ameriprise Financial Services, LLC
left Oct 28, 2024, registered Oct 21, 2024 (-7 days) · Affiliated broker-dealer or bank to another · moved with a team
Raymond James & Associates, Inc. to LPL Financial LLC
left Jul 7, 2023, registered Jul 26, 2023 (19 days) · Affiliated broker-dealer or bank to another

Signals

Jeffrey Davis left One Advisory Partners, Llc for Hightower Advisors, Llc (registered 2026-05-06)
Mar 19, 2026 · Advisor changed firm · fact
Jeffrey Davis left Ameriprise Financial Services, Llc for One Advisory Partners, Llc (registered 2025-04-18)
Apr 24, 2025 · Advisor changed firm · fact
Jeffrey Davis left Lpl Financial Llc for Ameriprise Financial Services, Llc (registered 2024-10-21)
Oct 28, 2024 · Advisor changed firm · fact
Jeffrey Davis left Raymond James & Associates, Inc. for Lpl Financial Llc (registered 2023-07-26)
Jul 7, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address