DFX Intelligence

RIA Intelligence

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Team lift-out

5 advisors left E•••••••• A•••••••• L•• for A••••••• P••••••••• A•••••••• I••

national BDtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
AdvisorBranchLeftRegistered
Alexander Guy NeriPenfield, NyAug 30, 2018Aug 17, 2018
David Michael PulciniPenfield, NyAug 30, 2018Aug 17, 2018
John Paul HarmsPenfield, NyAug 30, 2018Aug 17, 2018
Joseph A PrestigiacomoRochester, NyAug 30, 2018Aug 17, 2018
Marshal Adam ScheidtRochester, NyAug 30, 2018Aug 20, 2018
The rule
Registrations ended
Aug 30, 2018
Registered next
Aug 17, 2018 to Aug 20, 2018
Branch state
NY
Cities
2, most in Penfield, Ny
Registered there that day
2,357 (people still on IAPD; an estimate)
Share of that headcount
0.2%
Succession by the destination
none on the tape
Other teams out of E•••••••• A•••••••• L••Other teams into A••••••• P••••••••• A•••••••• I••