DFX Intelligence
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Team lift-out
4 advisors left E•••••••• A•••••••• L•• for R•• A•••••••• L••
national BDtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Derek Michael Lavery | Poughkeepsie, Ny | Mar 23, 2026 | Mar 18, 2026 |
| Michael John Spero | Poughkeepsie, Ny | Mar 23, 2026 | Mar 18, 2026 |
| Nicholas Galente | Poughkeepsie, Ny | Mar 23, 2026 | Mar 18, 2026 |
| Sarah Ashley Babcock | Poughkeepsie, Ny | Mar 23, 2026 | Mar 18, 2026 |
The rule
- Registrations ended
- Mar 23, 2026
- Registered next
- Mar 18, 2026
- Branch state
- NY
- Cities
- 1, most in Poughkeepsie, Ny
- Registered there that day
- 4,372 (people still on IAPD; an estimate)
- Share of that headcount
- 0.1%
- Succession by the destination
- none on the tape