DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Rfg Advisory, LLC
Latest filing Sep 14, 2026
First filing on the tape Nov 7, 2011 · 179 filings
SEC status approved since Feb 6, 2014
RAUM
$8.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
64%
$5.1B individuals and HNW
Advisors
186
registered through the firm on IAPD
RAUM per advisor
$42.8M
derived; firm RAUM over IAPD count
Employees
360
178 advisory (5.B.1)
Offices
71
beyond the principal office
Private funds
0
reported on Schedule D
History
179 filings and snapshots on the tape
RAUM$8.0B as of Aug 31, 2026
Mar 5, 2012$85.7M then
HNW client RAUM$2.6B as of Aug 31, 2026
Mar 29, 2018$258M then
State-registered IARs (5.B.3)130 as of Aug 31, 2026
Feb 27, 201530 then
Employees (5.A)360 as of Aug 31, 2026
Feb 27, 201530 then
Private funds: no history
RAUM +61% over the last fiscal year+39% a year over threeIARs 100 to 130offices 61 to 71
Practice profile
derived from the filing of Sep 14, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Multi-office growth platform · an independent wealth manager (not a wirehouse, national broker-dealer RIA or broker-dealer affiliated firm) with at least five offices, at least 50 advisors, and RAUM up at least 20 percent over the last annual amendment
- PE backed · a Schedule A entity owner at 25 percent or more whose exact legal name is a PE fund vehicle or a classified PE sponsor on the DFX private equity graph
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $42.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 92derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.0MderivedHNW RAUM over HNW clients
- Average account
- $267,121derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.9derivedItem 5.A over advisors
- Advisors per office
- 2.6derived72 offices incl. principal (1.F.5)
- RAUM growth, one year
- +38%derivedbetween the last two annual amendments
- Advisor growth, one year
- +21%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +14%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for investment companies, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
- Ownership
- a PE fund or sponsor is a 25 percent or greater owner on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$2.8B35%
- High-net-worth individuals$2.6B32%
- Individuals$2.5B32%
- Corporations and businesses$86.6M1.1%
- Pension and profit-sharing plans$10.9M0.1%
- Charitable organizations$9.0M0.1%
- State and municipal entities$5.0M0.1%
- Individual clients
- 15,951reported
- HNW clients
- 1,256reported
- Pension plan clients
- 38reported
- Charitable clients
- 38reported
- Accounts
- 29,833reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.64 fund_share=0.35 institutional_share=0.0 related_bd=false related_bank=false bd_reps=81.0derived
Advisors registered through the firm
187 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Brian Alan Ryals | Vestavia Hills, Al | Aug 8, 2011 | 32 y | 3 |
| Bobby Ray Trust White | Vestavia Hills, Al | Aug 8, 2011 | 28 y | 4 |
| Bradley J Kamman | Birmingham, Al | Aug 9, 2011 | 24 y | 3 |
| Mark Andrew Pearson | Vestavia Hills, Al | Dec 2, 2013 | 27 y | 5 |
| Stuart Garner | Vestavia Hills, Al | Jun 16, 2014 | 22 y | 0 |
| Daniel Jordan KleinCertified Financial Planner | Creve Coeur, Mo | Aug 11, 2014 | 30 y | 3 |
| Stephen Herman WedelCertified Financial Planner | Creve Coeur, Mo | Aug 11, 2014 | 42 y | 3 |
| Keith Douglas Klusmeyer | Creve Coeur, Mo | Aug 11, 2014 | 20 y | 3 |
| Kevin Robert Grelle | Creve Coeur, Mo | Aug 11, 2014 | 23 y | 1 |
| John James GalliaCertified Financial Planner | Vestavia Hills, Al | Oct 23, 2014 | 21 y | 2 |
| Clayton Bitting AhoChartered Financial Analyst | Vestavia Hills, Al | Feb 10, 2015 | 26 y | 2 |
| Kevin Wade HarperCertified Financial Planner | Birmingham, Al | May 28, 2015 | 30 y | 2 |
| Stephen Brian CarneyChartered Financial Consultant | New Roads, La | Aug 26, 2015 | 26 y | 3 |
| Dany Levan Martin | New Roads, La | Sep 14, 2015 | 24 y | 2 |
| Jack BurnetteCertified Financial Planner | Birmingham, Al | Nov 11, 2015 | 23 y | 2 |
| James Dudley SumpterCertified Financial Planner | Vestavia Hills, Al | Dec 28, 2015 | 29 y | 2 |
| Chase Randolph CrumpCertified Financial Planner | Vestavia Hills, Al | Jan 28, 2016 | 16 y | 1 |
| Thomas Jackson WilliamsCertified Financial Planner | Vestavia Hills, Al | Jan 28, 2016 | 39 y | 1 |
| Frederick George Trust Wedell | Vestavia Hills, Al | Oct 20, 2016 | 10 y | 0 |
| John William Pfaudler | Birmingham, Al | Dec 8, 2016 | 27 y | 2 |
| Counce Moody Drinkard | Vestavia Hills, Al | Jan 25, 2017 | 19 y | 1 |
| Bruce Michael Wiitala | Creve Coeur, Mo | Aug 24, 2017 | 39 y | 3 |
| Christine Marie WedellCertified Financial Planner | Vestavia Hills, Al | Oct 13, 2017 | 20 y | 2 |
| Michael Wayne Stalka | Creve Coeur, Mo | Feb 5, 2018 | 21 y | 4 |
| Katie Esser Hammock | Vestavia Hills, Al | Apr 24, 2018 | 15 y | 1 |
| Ryan Thomas ConleyCertified Financial Planner | Creve Coeur, Mo | Dec 7, 2018 | 19 y | 3 |
| Roger Dale Hubbert | Vestavia Hills, Al | Apr 5, 2019 | 15 y | 1 |
| Sharilyn Ann MoxleyCertified Financial Planner | Vestavia Hills, Al | Apr 5, 2019 | 35 y | 2 |
| Matthew Joseph LeahyCertified Financial Planner | Vestavia Hills, Al | Apr 5, 2019 | 17 y | 1 |
| Gibson Lee Bosworth | Vestavia Hills, Al | Apr 23, 2019 | 12 y | 1 |
| Mark Scott Dutram | Vestavia Hills, Al | May 24, 2019 | 32 y | 2 |
| Jonathan Samuel SlaterCertified Financial Planner | Destin, Fl | May 28, 2019 | 13 y | 1 |
| Mark Jeffrey Green | College Station, Tx | May 31, 2019 | 32 y | 5 |
| Robert Thurman Agnew | Vestavia Hills, Al | Nov 1, 2019 | 40 y | 2 |
| Micheal David HeckmanCertified Financial Planner | Vestavia Hills, Al | Nov 15, 2019 | 16 y | 2 |
| Charles A Lineberry | Vestavia Hills, Al | Jul 24, 2020 | 17 y | 2 |
| Eric Joseph BlakeCertified Financial Planner | Mckinney, Tx | Oct 13, 2020 | 27 y | 4 |
| Harris Todd DoobrowCertified Financial Planner, Chartered Financial Consultant | Vestavia Hills, Al | Oct 26, 2020 | 27 y | 3 |
| Ryan Christopher WhitleyCertified Financial Planner | Charlotte, Nc | Nov 12, 2020 | 21 y | 4 |
| Brian David Swilling | Charlotte, Nc | Nov 12, 2020 | 19 y | 1 |
Advisor movement
5 left, 41 joined in 12 months
net +36 in 12 months2 left in 90 days14 joined in 90 daysdeparture rate 2.7% of current headcount30 left over 36 months
Left, latest
- James Fiorentino to LPL Financial LLCAug 3, 2026 · RIA to affiliated broker-dealer or bank
- Torry Whitcher to Generation Capital Management LLCJun 30, 2026 · Other
- Matthew John Lemen to Arkadios Wealth AdvisorsJan 21, 2026 · RIA to affiliated broker-dealer or bank
- William Jack Haskins to Arkadios Wealth AdvisorsJan 20, 2026 · RIA to affiliated broker-dealer or bank
- Robin L Colton to LPL Financial LLCOct 1, 2025 · RIA to affiliated broker-dealer or bank
- John Allen Wingo to Wingo Asset Management, LLCAug 5, 2025 · RIA to a state-registered adviser
- William Lawrence Mccollum to Wingo Asset Management, LLCAug 5, 2025 · RIA to a state-registered adviser
- Brianne Smith Hart to The Wealth Consulting GroupJun 23, 2025 · RIA to RIA
- Alexander Guy Neri to LPL Financial LLCMay 5, 2025 · RIA to affiliated broker-dealer or bank
- Brittany Gayle Cloud to Citigroup Global Markets Inc.Apr 21, 2025 · RIA to affiliated broker-dealer or bank
- Theodore Trottman to Hightower Advisors, LLCApr 17, 2025 · RIA to affiliated broker-dealer or bank
- Caitlin Ila Gossett to MML Investors Services, LLCApr 1, 2025 · RIA to affiliated broker-dealer or bank
- Brandon Michael Clemens to Affinity Wealth LLCMar 14, 2025 · RIA to RIA
- Gregg Michael Indovina to Golden Reserve Retirement, LLCMar 12, 2025 · RIA to RIA
- Christopher Jason Coats to Cetera Investment Advisers LLCFeb 21, 2025 · RIA to affiliated broker-dealer or bank
Joined, latest
- Markell Bryant from Edward JonesSep 8, 2026 · Affiliated broker-dealer or bank to independent RIA
- Samuel Clement from Oakworth Asset Management, LLCSep 1, 2026 · RIA to RIA
- Matthew Johnson from LPL Financial LLCSep 1, 2026 · Affiliated broker-dealer or bank to independent RIA
- Jennifer Angell from Payne Capital Management, LLCAug 27, 2026 · RIA to RIA
- Cassidy Ann O'Brien from B.O.S.S. Retirement Advisors, LLCAug 25, 2026 · RIA to RIA
- Dylan Mark Wathen from B.O.S.S. Retirement Advisors, LLCAug 20, 2026 · RIA to RIA
- Phillip Ryan Shaw from Goldstone Financial Group, LLCAug 14, 2026 · RIA to RIA
- Brian Ward from B.O.S.S. Retirement Advisors, LLCAug 7, 2026 · RIA to RIA
- Brandon Philip Olson from B.O.S.S. Retirement Advisors, LLCAug 7, 2026 · RIA to RIA
- Chad Ashton Kasper from Edelman Financial EnginesJul 31, 2026 · RIA to RIA
- Donica D Masterson - Ruano from OnedigitalJul 20, 2026 · Other
- Michael James Gorsky from Brighton Securities Corp.Jul 20, 2026 · RIA to RIA
- Brian Deen Lahue from FartherJul 16, 2026 · RIA to RIA
- Jeffrey John Fortune from Strategic Advisers LLCJul 14, 2026 · Affiliated broker-dealer or bank to independent RIA
- Scott Martin Sensenig from Diazo, LLCJun 17, 2026 · RIA to RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Arkadios Wealth AdvisorsJan 20, 2026 · Dothan, Al
- 2 left for Private Advisor Group, LLCApr 23, 2024 · Woodbury, Tn
- 2 left for Cope Private WealthNov 17, 2020 · Birmingham, Al
- 2 left for The Worley Banks Group, LLCSep 4, 2020 · Vestavia Hills, Al
- 2 left for The Worley Banks Group, LLCSep 4, 2020 · Creve Coeur, Mo
- 2 left for Moneta Group Investment Advisors, LLCJun 29, 2018 · Creve Coeur, Mo
- 2 left for Securities America Advisors, Inc.Feb 17, 2015 · Vestavia Hills, Al
- 4 joined from B.O.S.S. Retirement Advisors, LLCSep 8, 2026 · Lehi, Ut
- 4 joined from Equitable Advisors, LLCMar 23, 2026 · Poughkeepsie, Ny
- 5 joined from Silver Oak Securities, Inc.Mar 2, 2026 · Lawrenceville, Ga
- 2 joined from Lincoln InvestmentJan 8, 2026 · Pembroke, Ma
- 4 joined from Independent Financial Group, LLCNov 5, 2025 · Cottonwood, Az
- 2 joined from Raymond James & Associates, Inc.Jan 28, 2025 · Au Train, Mi
- 5 joined from Accelerated Wealth Advisors LLCJan 8, 2024 · Colorado Springs, Co · Firm absorbed
- 2 joined from Integrated Wealth Strategies, LLCMar 21, 2023 · Austin, Tx
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Scott Douglas Nelson · Cfocontrolsince 11/2025 · owns less than 5%
- Henry Richard Ohlrich · Chief Compliance Officercontrolsince 02/2022 · owns less than 5%
- Parrott Shannon Spotswood · Chief Executive Officercontrolsince 09/2024 · owns 5% to 10%
- Christy Edward Swenson · Presidentcontrolsince 10/2025 · owns less than 5%
- George Trust Frederick Wedell · Chief Investment Officercontrolsince 01/2017 · owns 5% to 10%
- Ray Trust Bobby White · Managing Member And Executive Chairmancontrolsince 07/2011 · owns 5% to 10%
- Bhalchandra Kevin Bhatt · Membercontrolsince 12/2023 · owns 50% to 75% of Long Ridge Equity Partners Gp III, LP (Delaware)
- Gerard James Brown · Membercontrolsince 12/2023 · owns 50% to 75% of Long Ridge Equity Partners Gp III, LP (Delaware)
Entity owners
- Long Ridge Equity Partners III, LP · Ownerdirect · owns 25% to 50%
- Lrep III Rfg Offshore Investors, LLC. · Ownerdirect · owns 10% to 25%
- Long Ridge Equity Partners Gp III, LP (Delaware) · General Partnerindirect · owns F of Lrep III Rfg Offshore Investors, LLC.
- Long Ridge Equity Partners Gp III, LP (Delaware) · General Partnerindirect · owns F of Long Ridge Equity Partners III, LP
Related persons
Schedule D 7.A
- Rfg Solutions, LLCreal estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Vestavia Hills, Al · principal | 172 | 51 | 3 | ||
| Creve Coeur, Mo | 13 | 0 | 0 | ||
| Birmingham, Al | 9 | 1 | 0 | ||
| Shreveport, La | 7 | 1 | 0 | ||
| Colorado Springs, Co | 7 | 2 | 0 | ||
| Glen Allen, Va | 6 | 1 | 0 | ||
| Pittsford, Ny | 6 | 1 | 0 | ||
| Alpharetta, Ga | 5 | 4 | 1 | ||
| Cary, Nc | 5 | 0 | 0 | ||
| Madison, Al | 5 | 1 | 0 | ||
| Centennial, Co | 4 | 0 | 0 | ||
| Poughkeepsie, Ny | 4 | 4 | 0 | ||
| St Petersburg, Fl | 4 | 0 | 0 | ||
| Salina, Ks | 3 | 0 | 0 | ||
| Flagstaff, Az | 3 | 3 | 0 | ||
| Austin, Tx | 3 | 0 | 0 | ||
| Destin, Fl | 3 | 1 | 0 | ||
| Naples, Fl | 3 | 0 | 0 | ||
| New Roads, La | 3 | 0 | 0 | ||
| Englewood, Co | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Creve Coeur, MO13 employees
- Pittsford, NY7 employees
- Colorado Springs, CO5 employees
- Salina, KS5 employees
- Shreveport, LA5 employees
- Glen Allen, VA4 employees
- Birmingham, AL3 employees
- Madison, AL3 employees
- Warsaw, KY2 employees
- Westlake, OH2 employees
- Williamstown, KY2 employees
- Shreveport, LA2 employees
- Brentwood, TN2 employees
- Destin, FL2 employees
- Jackson, TN2 employees
- Charlotte, NC2 employees
- Austin, TX2 employees
- Englewood, CO2 employees
- Birmingham, AL2 employees
- Naples, FL1 employees
- Nashville, TN1 employees
- Nashville, TN1 employees
- Orange Beach, AL1 employees
- Phoenix, AZ1 employees
- San Francisco, CA1 employees
ADV anomalies
6 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Sep 14, 2026SWENSON, EDWARD, CHRISTY (PRESIDENT) appeared on Schedule A between the filings of 2024-03-25 and 2026-09-14peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Sep 14, 2026SPOTSWOOD, SHANNON, PARROTT (CHIEF EXECUTIVE OFFICER) appeared on Schedule A between the filings of 2024-03-25 and 2026-09-14peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Sep 14, 2026Nelson, Douglas, Scott (CFO) appeared on Schedule A between the filings of 2024-03-25 and 2026-09-14peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Sep 14, 2026BROWN, JAMES, GERARD (MEMBER) left Schedule A between the filings of 2024-03-25 and 2026-09-14peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Sep 14, 2026BHATT, KEVIN, BHALCHANDRA (MEMBER) left Schedule A between the filings of 2024-03-25 and 2026-09-14peers: independent wealth managers, $5B to $20B (289)
- client mix shiftChange between filings · filing Apr 15, 2026private-client share of RAUM moved from 97.0% to 67.0% between the annual amendments of 2025-04-21 and 2026-04-15peers: independent wealth managers, $5B to $20B (289)
What changed
consecutive filings, newest first
- Financial planning clients · 251-500 to 251-500Aug 31, 2026 to Sep 10, 2026
- Succession · false to unsetAug 31, 2026 to Sep 10, 2026
- Accounts · 25,346 to 29,833Jun 16, 2026 to Jul 30, 2026
- Advisory employees · 162 to 178Jun 16, 2026 to Jul 30, 2026
- Charity clients · 14 to 38Jun 16, 2026 to Jul 30, 2026
- Corporate clients · 112 to 110Jun 16, 2026 to Jul 30, 2026
- HNW clients · 1,506 to 1,256Jun 16, 2026 to Jul 30, 2026
- Individual clients · 12,862 to 15,951Jun 16, 2026 to Jul 30, 2026
- Pension plan clients · 28 to 38Jun 16, 2026 to Jul 30, 2026
- Employees · 311 to 360Jun 16, 2026 to Jul 30, 2026
- State-registered IARs · 121 to 130Jun 16, 2026 to Jul 30, 2026
- Discretionary RAUM · $6.8B to $8.0BJun 16, 2026 to Jul 30, 2026
- HNW RAUM · $2.6B to $2.6BJun 16, 2026 to Jul 30, 2026
- Individual RAUM · $1.9B to $2.5BJun 16, 2026 to Jul 30, 2026
- Pension RAUM · $9.2M to $10.9MJun 16, 2026 to Jul 30, 2026
- RAUM · $6.8B to $8.0BJun 16, 2026 to Jul 30, 2026
- Accounts · 23,999 to 25,346Jan 7, 2026 to Mar 24, 2026
- Advisory employees · 135 to 162Jan 7, 2026 to Mar 24, 2026
- BD registered reps · 52 to 81Jan 7, 2026 to Mar 24, 2026
- Charity clients · 10 to 14Jan 7, 2026 to Mar 24, 2026
- Corporate clients · 109 to 112Jan 7, 2026 to Mar 24, 2026
- HNW clients · 1,325 to 1,506Jan 7, 2026 to Mar 24, 2026
- Individual clients · 12,357 to 12,862Jan 7, 2026 to Mar 24, 2026
- Pension plan clients · 27 to 28Jan 7, 2026 to Mar 24, 2026
- Employees · 277 to 311Jan 7, 2026 to Mar 24, 2026
- State-registered IARs · 100 to 121Jan 7, 2026 to Mar 24, 2026
- Other offices · 61 to 71Jan 7, 2026 to Mar 24, 2026
- Discretionary RAUM · $6.1B to $6.8BJan 7, 2026 to Mar 24, 2026
- HNW RAUM · $2.4B to $2.6BJan 7, 2026 to Mar 24, 2026
- Individual RAUM · $1.9B to $1.9BJan 7, 2026 to Mar 24, 2026
- Pension RAUM · $8.0M to $9.2MJan 7, 2026 to Mar 24, 2026
- RAUM · $6.1B to $6.8BJan 7, 2026 to Mar 24, 2026
- Accounts · 21,585 to 23,999Aug 25, 2025 to Nov 6, 2025
- Advisory activities · 5 to 6Aug 25, 2025 to Nov 6, 2025
- Charity clients · 8 to 10Aug 25, 2025 to Nov 6, 2025
- Corporate clients · 89 to 109Aug 25, 2025 to Nov 6, 2025
- HNW clients · 980 to 1,325Aug 25, 2025 to Nov 6, 2025
- Individual clients · 11,656 to 12,357Aug 25, 2025 to Nov 6, 2025
- Pension plan clients · 16 to 27Aug 25, 2025 to Nov 6, 2025
- Discretionary RAUM · $4.9B to $6.1BAug 25, 2025 to Nov 6, 2025
Signals
60 dated events
- David Alan Evans registered as an investment adviser representative at Rfg Advisory, LlcSep 15, 2026 · Advisor registered · fact
- 4 advisors left B.O.S.S. Retirement Advisors, LLC (Lehi, UT) for Rfg Advisory, LLC on the same daySep 8, 2026 · Team lift-out · derived
- James Fiorentino left Rfg Advisory, Llc for Lpl Financial Llc (registered 2026-08-20)Aug 3, 2026 · Advisor changed firm · fact
- Torry Whitcher left Rfg Advisory, Llc for Generation Capital Management Llc (registered 2026-08-04)Jun 30, 2026 · Advisor changed firm · fact
- Rfg Advisory, Llc reported 71 offices beyond its principal office, up from 61 (2026-01-07 to 2026-03-24)Mar 24, 2026 · Office count change · derived
- Rfg Advisory, Llc reported 121 state-registered advisory representatives, up from 100 (2026-01-07 to 2026-03-24)Mar 24, 2026 · Advisor headcount change · derived
- 4 advisors left Equitable Advisors, LLC (Poughkeepsie, NY) for Rfg Advisory, LLC on the same dayMar 23, 2026 · Team lift-out · derived
- 5 advisors left Silver Oak Securities, Inc. (Alpharetta, GA) for Rfg Advisory, LLC on the same dayMar 2, 2026 · Team lift-out · derived
- Matthew John Lemen left Rfg Advisory, Llc for Arkadios Wealth Advisors (registered 2026-01-20)Jan 21, 2026 · Advisor changed firm · fact
- William Jack Haskins left Rfg Advisory, Llc for Arkadios Wealth Advisors (registered 2026-01-20)Jan 20, 2026 · Advisor changed firm · fact
- 2 advisors left Rfg Advisory, LLC (Dothan, AL) for Arkadios Wealth Advisors a day apartJan 20, 2026 · Team lift-out · derived
- 2 advisors left Lincoln Investment (Pembroke, MA) for Rfg Advisory, LLC on the same dayJan 8, 2026 · Team lift-out · derived
- 4 advisors left Independent Financial Group, LLC (Cottonwood, AZ) for Rfg Advisory, LLC on the same dayNov 5, 2025 · Team lift-out · derived
- Robin L Colton left Rfg Advisory, Llc for Lpl Financial Llc (registered 2025-10-02)Oct 1, 2025 · Advisor changed firm · fact
- William Lawrence Mccollum left Rfg Advisory, Llc for Wingo Asset Management, Llc (registered 2025-08-29)Aug 5, 2025 · Advisor changed firm · fact
- John Allen Wingo left Rfg Advisory, Llc for Wingo Asset Management, Llc (registered 2025-08-29)Aug 5, 2025 · Advisor changed firm · fact
- Brianne Smith Hart left Rfg Advisory, Llc for The Wealth Consulting Group (registered 2025-06-20)Jun 23, 2025 · Advisor changed firm · fact
- Alexander Guy Neri left Rfg Advisory, Llc for Lpl Financial Llc (registered 2025-05-05)May 5, 2025 · Advisor changed firm · fact
- Brittany Gayle Cloud left Rfg Advisory, Llc for Citigroup Global Markets Inc. (registered 2025-06-27)Apr 21, 2025 · Advisor changed firm · fact
- Rfg Advisory, Llc reported 61 offices beyond its principal office, up from 46 (2025-02-19 to 2025-04-21)Apr 21, 2025 · Office count change · derived
- Rfg Advisory, Llc reported RAUM $4.9B, up 28% from $3.9B (2025-02-19 to 2025-04-21)Apr 21, 2025 · RAUM change · derived
- Theodore Trottman left Rfg Advisory, Llc for Hightower Advisors, Llc (registered 2025-04-25)Apr 17, 2025 · Advisor changed firm · fact
- Caitlin Ila Gossett left Rfg Advisory, Llc for Mml Investors Services, Llc (registered 2025-06-20)Apr 1, 2025 · Advisor changed firm · fact
- Brandon Michael Clemens left Rfg Advisory, Llc for Affinity Wealth Llc (registered 2025-03-12)Mar 14, 2025 · Advisor changed firm · fact
- Gregg Michael Indovina left Rfg Advisory, Llc for Golden Reserve Retirement, Llc (registered 2025-04-23)Mar 12, 2025 · Advisor changed firm · fact
- Christopher Jason Coats left Rfg Advisory, Llc for Cetera Investment Advisers Llc (registered 2025-03-14)Feb 21, 2025 · Advisor changed firm · fact
- Joel Arthur Beyer left Rfg Advisory, Llc for 21:5 Advisors, Llc (registered 2025-01-22)Feb 18, 2025 · Advisor changed firm · fact
- Patrick Timothy Freeman left Rfg Advisory, Llc for Freeman Wealth Management (registered 2025-01-30)Jan 30, 2025 · Advisor changed firm · fact
- 2 advisors left Raymond James & Associates, Inc. (AU Train, MI) for Rfg Advisory, LLC on the same dayJan 28, 2025 · Team lift-out · derived
- Michael Hunter Yarbrough left Rfg Advisory, Llc for Seven Springs Wealth Group (registered 2025-01-07)Jan 3, 2025 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@rjbfp.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 405-212-5756reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/lindwmreportedpublic record, Form ADV, Sep 17, 2026
- Firm profile
- linkedin.com/company/4swm-naplesreportedpublic record, Form ADV, Sep 17, 2026
- Website
- rjbfp.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 205-397-2450reportedpublic record, Form ADV, Sep 14, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $42.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026