RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Teams that joined Rfg Advisory, LLC
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 4 | B.O.S.S. Retirement Advisors, LLC independent RIA | Rfg Advisory, LLC independent RIA | Lehi, Ut +2 | RIA to RIA | Sep 8, 2026 |
| 4 | Equitable Advisors, LLC national BD | Rfg Advisory, LLC independent RIA | Poughkeepsie, Ny | Affiliated broker-dealer or bank to independent RIA | Mar 23, 2026 |
| 5 | Silver Oak Securities, Inc. BD affiliated | Rfg Advisory, LLC independent RIA | Lawrenceville, Ga +1 | Affiliated broker-dealer or bank to independent RIA | Mar 2, 2026 |
| 2 | Lincoln Investment independent RIA | Rfg Advisory, LLC independent RIA | Pembroke, Ma +1 | RIA to RIA | Jan 8, 2026 |
| 4 | Independent Financial Group, LLC BD affiliated | Rfg Advisory, LLC independent RIA | Cottonwood, Az +2 | Affiliated broker-dealer or bank to independent RIA | Nov 5, 2025 |
| 2 | Raymond James & Associates, Inc. national BD | Rfg Advisory, LLC independent RIA | Au Train, Mi | Affiliated broker-dealer or bank to independent RIA | Jan 28, 2025 |
| 2 | Integrated Wealth Strategies, LLC independent RIA | Rfg Advisory, LLC independent RIA | Austin, Tx | RIA to RIA | Mar 21, 2023 |
| 2 | Accelerated Wealth Advisors LLC independent RIA | Rfg Advisory, LLC independent RIA | Colorado Springs, Co +1 | RIA to RIA | Feb 2, 2023 over 1 d |
| 6 | American Portfolios Advisors, Inc BD affiliated | Rfg Advisory, LLC independent RIA | Holbrook, Ny | Affiliated broker-dealer or bank to independent RIA | Aug 19, 2022 |
| 3 | Kestra Advisory Services, LLC BD affiliated | Rfg Advisory, LLC independent RIA | Glen Allen, Va | Affiliated broker-dealer or bank to independent RIA | May 9, 2022 |
| 2 | Edward Jones national BD | Rfg Advisory, LLC independent RIA | Westlake, Oh +1 | Affiliated broker-dealer or bank to independent RIA | Feb 22, 2022 |
| 3 | Waddell & Reed BD affiliated | Rfg Advisory, LLC independent RIA | Edmond, Ok | Affiliated broker-dealer or bank to independent RIA | Feb 3, 2021 over 14 d |
| 2 | MML Investors Services, LLC BD affiliated | Rfg Advisory, LLC independent RIA | Birmingham, Al | Affiliated broker-dealer or bank to independent RIA | Nov 17, 2020 |
| 2 | Waddell & Reed BD affiliated | Rfg Advisory, LLC independent RIA | Charlotte, Nc | Affiliated broker-dealer or bank to independent RIA | Nov 16, 2020 |
| 2 | LPL Financial LLC independent RIA | Rfg Advisory, LLC independent RIA | Destin, Fl | RIA to RIA | Jun 11, 2019 |
| 3 | Raymond James Financial Services Advisors, Inc BD affiliated | Rfg Advisory, LLC independent RIA | Huntsville, Al +1 | Affiliated broker-dealer or bank to independent RIA | Apr 5, 2019 |
| 2 | Arbor Point Advisors BD affiliated | Rfg Advisory, LLC independent RIA | Williamstown, Ky | Affiliated broker-dealer or bank to independent RIA | Jan 30, 2019 over 1 d |
| 2 | Scottrade Investment Management BD affiliated | Rfg Advisory, LLC mixed wealth | Saint Louis, Mo | Affiliated broker-dealer or bank to independent RIA | Mar 7, 2018 over 1 d |
| 7 | LPL Financial LLC other | Rfg Advisory, LLC other | Creve Coeur, Mo | Other | Oct 28, 2015 over 2 d |
| 2 | LPL Financial LLC other | Rfg Advisory, LLC other | Naples, Fl | Other | Oct 28, 2015 over 5 d |
| 2 | Ameriprise Financial Services, LLC national BD | Rfg Advisory, LLC other | Birmingham, Al | Other | Feb 10, 2015 over 10 d |