DFX Intelligence
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Team lift-out
2 advisors left R•••••• J•••• • A••••••••• I••• for V•••• I••••••••• P••••••• L••
national BDtono RAUMAffiliated broker-dealer or bank to a newly registered adviserderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Kimberly Ellen Arthur | Oklahoma City, Ok | Dec 31, 2016 | Mar 30, 2017 |
| Ronald Loyd Richardson | Oklahoma City, Ok | Dec 31, 2016 | Mar 25, 2017 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Dec 31, 2016
- Registered next
- Mar 25, 2017 to Mar 30, 2017
- Branch state
- OK
- Cities
- 1, most in Oklahoma City, Ok
- Registered there that day
- 2,769 (people still on IAPD; an estimate)
- Share of that headcount
- 0.1%
- Succession by the destination
- none on the tape