DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Vista Investment Partners LLC

Independent wealth managerOklahoma City, OklahomaCRD 286014SEC 801-108779website IAPD

Latest filing May 22, 2026

First filing on the tape Dec 1, 2016 · 33 filings

SEC status approved since Jan 3, 2017

RAUM

$611M

reported, Item 5.F

Discretionary

98%

of RAUM

Private clients

91%

$558M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$102M

derived; firm RAUM over IAPD count

Employees

6 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

33 filings and snapshots on the tape

RAUM$611M as of May 22, 2026

Mar 30, 2017$178M then

HNW client RAUM$450M as of May 22, 2026

Mar 29, 2018$217M then

State-registered IARs (5.B.3)6 as of May 22, 2026

Mar 30, 20173 then

Employees (5.A)9 as of May 22, 2026

Mar 30, 20173 then

Private funds: no history

RAUM +13% over the last fiscal year-5.7% a year over threeIARs 4 to 6

Practice profile

derived from the filing of May 22, 2026; every figure names its basis

Archetypes, each a printed rule

HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control

RAUM per advisor: $102MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 75derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $3.8MderivedHNW RAUM over HNW clients
Average account: $379,244derivedRAUM over accounts (5.F.2.f)
Discretionary: 98%derivedof RAUM
Institutional: 2.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.5derivedItem 5.A over advisors
Advisors per office: 3.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year: +13%derivedbetween the last two annual amendments
Advisor growth, one year: +50%derivedItem 5.B.3 between annual amendments
Client growth, one year: -4.2%derived
Compensation: percentage of assets, fixed feesreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
Custody: $49.9M, 21 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$450M74%
Individuals$107M18%
Corporations and businesses$37.8M6.2%
Charitable organizations$15.0M2.5%

Individual clients: 334reported
HNW clients: 118reported
Pension plan clients: 0reported
Charitable clients: 4reported
Accounts: 1,610reported
Financial planning clients: 51-100reported
Wrap fee programs: noreported
Custody of client assets: $49.9M for 21 clientsreported
Compensation: % of AUM, fixedreported
Class basis: private_client_share=0.91 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

6 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
Ronald Loyd Richardson	Oklahoma City, Ok	Mar 25, 2017	42 y	4
Steven Lawrence Hawes	Oklahoma City, Ok	Jul 17, 2020	40 y	7
Alyosha Richard Mertens	Oklahoma City, Ok	Jul 21, 2021	33 y	2
Todd Dennis Lang	Oklahoma City, Ok	Nov 22, 2022	35 y	4
Jerry Dale Thurman	Oklahoma City, Ok	Jan 31, 2024	22 y	4
Jane Ann Davenport	Oklahoma City, Ok	Apr 18, 2024	18 y	0

Advisor movement

0 left, 0 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months

Left, latest

Kimberly Ellen Arthur to Xo Wealth Management
Feb 9, 2024 · RIA to RIA
Samuel Clifford Munhollon to Total Wealth Planning And Management, Inc.
Oct 1, 2021 · RIA to RIA
Janelle Marie Skelton to Total Wealth Planning And Management, Inc.
Oct 1, 2021 · RIA to RIA

Joined, latest

Jerry Dale Thurman from Raymond James & Associates, Inc.
Jan 31, 2024 · Affiliated broker-dealer or bank to independent RIA
Todd Dennis Lang from Raymond James & Associates, Inc.
Nov 22, 2022 · Affiliated broker-dealer or bank to independent RIA
Alyosha Richard Mertens from Hilltop Securities Inc.
Jul 21, 2021 · Affiliated broker-dealer or bank to independent RIA
Janelle Marie Skelton from Hilltop Securities Inc.
Jul 21, 2021 · Affiliated broker-dealer or bank to independent RIA
Samuel Clifford Munhollon from Hilltop Securities Inc.
Jul 16, 2021 · Affiliated broker-dealer or bank to independent RIA
Steven Lawrence Hawes from Raymond James & Associates, Inc.
Jul 17, 2020 · Affiliated broker-dealer or bank to independent RIA
Matthew Alan Golliher from U.S. Bancorp Investments, Inc.
Apr 30, 2020 · Affiliated broker-dealer or bank to independent RIA
Brett Douglas Guiley from Raymond James & Associates, Inc.
Feb 2, 2018 · Other
Stasia Ashmala Veramallay from J.P. Morgan Securities LLC
Jan 27, 2018 · Other
Peter Kuhns Bartel from Raymond James & Associates, Inc.
Jan 27, 2018 · Other
Kimberly Ellen Arthur from Raymond James & Associates, Inc.
Mar 30, 2017 · Other
Ronald Loyd Richardson from Raymond James & Associates, Inc.
Mar 25, 2017 · Affiliated broker-dealer or bank to a newly registered adviser

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

2 left for Total Wealth Planning And Management, Inc.
Oct 1, 2021 · Oklahoma City, Ok

3 joined from Hilltop Securities Inc.
Jul 16, 2021 · Oklahoma City, Ok
2 joined from Raymond James & Associates, Inc.
Dec 31, 2017 · Richmond, In
2 joined from Raymond James & Associates, Inc.
Dec 31, 2016 · Oklahoma City, Ok

Teams out Teams in

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

Ann Jane Eastwood · Chief Compliance Officercontrol
since 08/2024 · owns less than 5%
Loyd Ronald Richardson · President, Senior Portfolio Managercontrol
since 11/2016 · owns 75% or more
Dale Jerry Thurman · Chief Operating Officercontrol
since 07/2022 · owns less than 5%

Related persons

Schedule D 7.A

No related person reported.

Advisers that list Vista Investment Partners LLC as a related person

13905 n

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Oklahoma City, Ok · principal	6	0	0

Offices

Schedule D 1.F, the 25 largest

Tulsa, OK1 employees

What changed

consecutive filings, newest first

Accounts · 1,601 to 1,610
Oct 17, 2025 to Jan 30, 2026
Advisory employees · 5 to 6
Oct 17, 2025 to Jan 30, 2026
Charity clients · 3 to 4
Oct 17, 2025 to Jan 30, 2026
HNW clients · 109 to 118
Oct 17, 2025 to Jan 30, 2026
Individual clients · 363 to 334
Oct 17, 2025 to Jan 30, 2026
Assets in custody · $40.8M to $49.9M
Oct 17, 2025 to Jan 30, 2026
Financial planning clients · 1-10 to 51-100
Oct 17, 2025 to Jan 30, 2026
State-registered IARs · 4 to 6
Oct 17, 2025 to Jan 30, 2026
Discretionary RAUM · $537M to $595M
Oct 17, 2025 to Jan 30, 2026
HNW RAUM · $397M to $450M
Oct 17, 2025 to Jan 30, 2026
Individual RAUM · $106M to $107M
Oct 17, 2025 to Jan 30, 2026
Non-discretionary RAUM · $4.2M to $15.2M
Oct 17, 2025 to Jan 30, 2026
RAUM · $541M to $611M
Oct 17, 2025 to Jan 30, 2026
Financial planning clients · 1-10 to 1-10
May 9, 2025 to Jul 16, 2025
Accounts · 1,476 to 1,601
Oct 24, 2024 to Jan 22, 2025
Advisory employees · 4 to 5
Oct 24, 2024 to Jan 22, 2025
Charity clients · 2 to 3
Oct 24, 2024 to Jan 22, 2025
Corporate clients · 29 to 23
Oct 24, 2024 to Jan 22, 2025
Individual clients · 364 to 363
Oct 24, 2024 to Jan 22, 2025
Assets in custody · unset to 40817145.0
Oct 24, 2024 to Jan 22, 2025
Custody of client assets · false to true
Oct 24, 2024 to Jan 22, 2025
Employees · 8 to 9
Oct 24, 2024 to Jan 22, 2025
Discretionary RAUM · $471M to $537M
Oct 24, 2024 to Jan 22, 2025
HNW RAUM · $198M to $397M
Oct 24, 2024 to Jan 22, 2025
Individual RAUM · $261M to $106M
Oct 24, 2024 to Jan 22, 2025
Non-discretionary RAUM · $3.9M to $4.2M
Oct 24, 2024 to Jan 22, 2025
RAUM · $475M to $541M
Oct 24, 2024 to Jan 22, 2025
Advisory activities · 3 to 4
Oct 24, 2024 to Oct 24, 2024
Assets in custody · 0.0 to unset
Mar 22, 2024 to Apr 15, 2024
Custody of client assets · true to false
Mar 22, 2024 to Apr 15, 2024
Accounts · 2,648 to 1,476
Feb 9, 2024 to Mar 22, 2024
Charity clients · unset to 2.0
Feb 9, 2024 to Mar 22, 2024
Corporate clients · 16 to 29
Feb 9, 2024 to Mar 22, 2024
HNW clients · 909 to 109
Feb 9, 2024 to Mar 22, 2024
Individual clients · 324 to 364
Feb 9, 2024 to Mar 22, 2024
Pension plan clients · unset to 0.0
Feb 9, 2024 to Mar 22, 2024
Assets in custody · $162M to $0
Feb 9, 2024 to Mar 22, 2024
Discretionary RAUM · $706M to $471M
Feb 9, 2024 to Mar 22, 2024
HNW RAUM · $216M to $198M
Feb 9, 2024 to Mar 22, 2024
Individual RAUM · $491M to $261M
Feb 9, 2024 to Mar 22, 2024

Signals

7 dated events

Ann Jane Eastwood (Chief Compliance Officer) appeared on Schedule A of Vista Investment Partners Llc
Aug 26, 2024 · Control person joined · fact
Vista Investment Partners Llc reported RAUM $474.5M, down 35% from $728.1M (2024-02-09 to 2024-03-22)
Mar 22, 2024 · RAUM change · derived
Dale Jerry Thurman (Chief Operating Officer) appeared on Schedule A of Vista Investment Partners Llc
Mar 22, 2024 · Control person joined · fact
Kimberly Ellen Arthur left Vista Investment Partners Llc for Xo Wealth Management (registered 2024-03-27)
Feb 9, 2024 · Advisor changed firm · fact
Vista Investment Partners Llc reported RAUM $771.5M, up 50% from $513.3M (2021-03-31 to 2022-03-31)
Mar 31, 2022 · RAUM change · derived
Vista Investment Partners Llc reported RAUM $373.7M, up 110% from $177.8M (2018-01-25 to 2018-03-29)
Mar 29, 2018 · RAUM change · derived
Vista Investment Partners Llc filed its initial SEC registration (Form ADV)
Dec 1, 2016 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business email: vista@vistainvestment.comreportedpublished by the firm, firm site, Sep 16, 2026
Business phone: 405-608-5399reportedpublished by the firm, firm site, Sep 16, 2026
Business phone: 405-608-5390reportedpublished by the firm, firm site, Sep 16, 2026
Firm profile: linkedin.com/company/vista-investment-partners-llcreportedpublic record, Form ADV, Sep 18, 2026
Website: VISTAINVESTMENT.COMreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone: 405-608-5390reportedpublic record, Form ADV, May 22, 2026
Contact form: vistainvestment.com/contactreportedpublished by the firm, firm site, Sep 16, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $102Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026