DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Team lift-out
3 advisors left R•••••• J•••• • A••••••••• I••• for T•• M•••••••• E•••• G••••• L••
national BDtono RAUMAffiliated broker-dealer or bank to a newly registered adviserderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Riley John Thoubboron | Boulder, Co | Dec 31, 2020 | Jan 4, 2021 |
| Toni Ann Noto | Boulder, Co | Jan 5, 2021 | Jan 7, 2021 |
| William Leonard Kowalski | Boulder, Co | Jan 5, 2021 | Jan 4, 2021 |
The rule
- Registrations ended
- Dec 31, 2020 to Jan 5, 2021
- Registered next
- Jan 4, 2021 to Jan 7, 2021
- Branch state
- CO
- Cities
- 1, most in Boulder, Co
- Registered there that day
- 3,933 (people still on IAPD; an estimate)
- Share of that headcount
- 0.1%
- Succession by the destination
- none on the tape