DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

The Millstone Evans Group, LLC

Independent wealth managerBoulder, ColoradoCRD 311142SEC 801-119896websiteIAPD
Latest filing Jul 8, 2026
First filing on the tape Oct 29, 2020 · 28 filings
SEC status approved since Nov 30, 2020
RAUM
$893M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$873M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$128M
derived; firm RAUM over IAPD count
Employees
8
8 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$893M as of Jul 8, 2026
Mar 26, 2021$651M then
HNW client RAUM$742M as of Jul 8, 2026
Mar 26, 2021$502M then
State-registered IARs (5.B.3)8 as of Jul 8, 2026
Mar 26, 202110 then
Employees (5.A)8 as of Jul 8, 2026
Mar 26, 202111 then
Private funds: no history
RAUM +15% over the last fiscal year+13% a year over threeIARs 7 to 8offices 3 to 1
Practice profile
derived from the filing of Jul 8, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
  • Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
RAUM per advisor
$128MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
90derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$3.5MderivedHNW RAUM over HNW clients
Average account
$333,711derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
1.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.1derivedItem 5.A over advisors
Advisors per office
3.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year
+15%derivedbetween the last two annual amendments
Advisor growth, one year
+14%derivedItem 5.B.3 between annual amendments
Client growth, one year
+4.8%derived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisers, publications, educational seminars, otherreportedItem 5.G
Wrap fee program
$893MreportedItem 5.I
Custody
$22.3M, 27 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$742M83%
  • Individuals$132M15%
  • Charitable organizations$11.0M1.2%
  • Corporations and businesses$9.3M1.0%
Individual clients
420reported
HNW clients
210reported
Pension plan clients
n/areported
Charitable clients
12reported
Accounts
2,677reported
Financial planning clients
51-100reported
Wrap fee programs
$0 sponsored, $0 managedreported
Custody of client assets
$22.3M for 27 clientsreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=0.98 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Toni Ann NotoDenver, Co Jan 7, 202138 y3
Sacha MillstoneBoulder, CoJan 11, 202241 y1
Madeline Marie StutzBoulder, CoNov 16, 202313 y0
Joseph Douglas MorrisBoulder, Co Apr 1, 202512 y0
Byron Keith WilsonBoulder, CoNov 25, 202526 y3
Anna Sergeeva TodorovaBoulder, CoMay 6, 202612 y3
Sydney Leigh TylerBoulder, CoAug 4, 202610 y0
Advisor movement
3 left, 2 joined in 12 months
net -1 in 12 months1 left in 90 days0 joined in 90 daysdeparture rate 43% of current headcount5 left over 36 months
Left, latest
Joined, latest
Teams: two or more advisors moving together within fourteen days, from one state
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Blair Gregory Evans · Ownercontrol
      since 05/2020 · owns 25% to 50%
    • Sacha Millstone · Owner, Elected Managercontrol
      since 05/2020 · owns 50% to 75%
    • Renee Michele Duvall · Chief Compliance Officer
      since 12/2023 · owns less than 5%
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Boulder, Co · principal733
    Denver, Co200
    Offices
    Schedule D 1.F, the 25 largest
    • Denver, CO1 employees
    • , 1 employees
    ADV anomalies
    1 against comparable advisers; where to look, not conclusions
    • employee count dropChange between filings · filing Apr 27, 2026
      employees (Item 5.A) moved from 13.0 to 8.0 (-38.0%) between the annual amendments of 2025-04-22 and 2026-04-27; the peer median change was 0.0% (596 comparable advisers, 1.0th percentile of changes)
      peers: independent wealth managers, $500M to $1B (596) · 0.7% percentile
    What changed
    consecutive filings, newest first
    • Other offices · 2 to 1
      May 6, 2026 to Jul 8, 2026
    • Accounts · 2,314 to 2,677
      Feb 12, 2026 to Mar 23, 2026
    • HNW clients · 201 to 210
      Feb 12, 2026 to Mar 23, 2026
    • Individual clients · 400 to 420
      Feb 12, 2026 to Mar 23, 2026
    • Assets in custody · $62.7M to $22.3M
      Feb 12, 2026 to Mar 23, 2026
    • Employees · 13 to 8
      Feb 12, 2026 to Mar 23, 2026
    • State-registered IARs · 7 to 8
      Feb 12, 2026 to Mar 23, 2026
    • Discretionary RAUM · $766M to $893M
      Feb 12, 2026 to Mar 23, 2026
    • HNW RAUM · $646M to $742M
      Feb 12, 2026 to Mar 23, 2026
    • Individual RAUM · $116M to $132M
      Feb 12, 2026 to Mar 23, 2026
    • Non-discretionary RAUM · $11.7M to $0
      Feb 12, 2026 to Mar 23, 2026
    • RAUM · $778M to $893M
      Feb 12, 2026 to Mar 23, 2026
    • Financial planning clients · 51-100 to 51-100
      Apr 22, 2025 to May 13, 2025
    • Other offices · 3 to 2
      Apr 22, 2025 to May 13, 2025
    • Accounts · 3,002 to 2,314
      Nov 5, 2024 to Apr 22, 2025
    • Advisory employees · 4 to 8
      Nov 5, 2024 to Apr 22, 2025
    • Charity clients · 11 to 12
      Nov 5, 2024 to Apr 22, 2025
    • Corporate clients · unset to 12.0
      Nov 5, 2024 to Apr 22, 2025
    • HNW clients · 269 to 201
      Nov 5, 2024 to Apr 22, 2025
    • Individual clients · 519 to 400
      Nov 5, 2024 to Apr 22, 2025
    • Assets in custody · $8.8M to $62.7M
      Nov 5, 2024 to Apr 22, 2025
    • Employees · 10 to 13
      Nov 5, 2024 to Apr 22, 2025
    • Financial planning clients · 26-50 to 51-100
      Nov 5, 2024 to Apr 22, 2025
    • State-registered IARs · 8 to 7
      Nov 5, 2024 to Apr 22, 2025
    • Discretionary RAUM · $565M to $766M
      Nov 5, 2024 to Apr 22, 2025
    • HNW RAUM · $545M to $646M
      Nov 5, 2024 to Apr 22, 2025
    • Individual RAUM · $143M to $116M
      Nov 5, 2024 to Apr 22, 2025
    • Non-discretionary RAUM · $136M to $11.7M
      Nov 5, 2024 to Apr 22, 2025
    • RAUM · $700M to $778M
      Nov 5, 2024 to Apr 22, 2025
    • Accounts · 2,245 to 3,002
      Feb 22, 2024 to Mar 28, 2024
    • Advisory employees · 8 to 4
      Feb 22, 2024 to Mar 28, 2024
    • Charity clients · 9 to 11
      Feb 22, 2024 to Mar 28, 2024
    • Corporate clients · 2.0 to unset
      Feb 22, 2024 to Mar 28, 2024
    • HNW clients · 157 to 269
      Feb 22, 2024 to Mar 28, 2024
    • Individual clients · 419 to 519
      Feb 22, 2024 to Mar 28, 2024
    • Pension plan clients · 0.0 to unset
      Feb 22, 2024 to Mar 28, 2024
    • Pooled vehicle clients · 0.0 to unset
      Feb 22, 2024 to Mar 28, 2024
    • Assets in custody · $4.3M to $8.8M
      Feb 22, 2024 to Mar 28, 2024
    • Employees · 11 to 10
      Feb 22, 2024 to Mar 28, 2024
    • Other offices · 1 to 3
      Feb 22, 2024 to Mar 28, 2024
    Signals
    9 dated events
    • Ryan Albert Rudolph Kern left The Millstone Evans Group, Llc for Florida Financial Advisors, Llc (registered 2026-07-14)
      Jul 8, 2026 · Advisor changed firm · fact
    • William Leonard Kowalski left The Millstone Evans Group, Llc for Brightward Financial Llc (registered 2026-03-27)
      Mar 12, 2026 · Advisor changed firm · fact
    • Benjamin D Kirby left The Millstone Evans Group, Llc for Brightward Financial Llc (registered 2026-03-27)
      Feb 2, 2026 · Advisor changed firm · fact
    • Bradley Ross Michalchuk left The Millstone Evans Group, Llc for Wells Fargo Advisors (registered 2025-04-25)
      May 9, 2025 · Advisor changed firm · fact
    • Riley John Thoubboron left The Millstone Evans Group, Llc for Fpfoco (registered 2023-12-19)
      Dec 15, 2023 · Advisor changed firm · fact
    • John Riley Thoubboron (Chief Compliance Officer) no longer on Schedule A of The Millstone Evans Group, Llc (listed 2023-07-28, absent 2023-11-28)
      Nov 28, 2023 · Control person left · inference
    • Jarrett Ian Sharp left The Millstone Evans Group, Llc for Sharper Image Financial Services, Llc (registered 2024-02-25)
      Jul 28, 2023 · Advisor changed firm · fact
    • The Millstone Evans Group, Llc reported 10 state-registered advisory representatives, up from 0 (2021-01-28 to 2021-03-26)
      Mar 26, 2021 · Advisor headcount change · derived
    • The Millstone Evans Group, Llc filed its initial SEC registration (Form ADV)
      Oct 29, 2020 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Business email
    martial@millstoneevansgroup.comreportedpublished by the firm, firm site, Sep 15, 2026
    Business phone
    720-728-2801reportedpublished by the firm, firm site, Sep 15, 2026
    Business phone
    800-201-4554reportedpublished by the firm, firm site, Sep 15, 2026
    Business phone
    866-522-9588reportedpublished by the firm, firm site, Sep 15, 2026
    Firm profile
    LINKEDIN.COM/COMPANY/THE-MILLSTONE-EVANS-GROUP/MYCOMPANYreportedpublic record, Form ADV, Sep 17, 2026
    Website
    MILLSTONEEVANSGROUP.COMreportedpublic record, Form ADV, Sep 17, 2026
    Principal office phone
    720-728-2801reportedpublic record, Form ADV, Jul 8, 2026
    Contact form
    MILLSTONEEVANSGROUP.COM/connectreportedpublished by the firm, firm site, Sep 15, 2026
    Team page
    MILLSTONEEVANSGROUP.COM/engage/professionals-entrepreneurs-treportedpublished by the firm, firm site, Sep 15, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $128Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026