DFX Intelligence

RIA Intelligence

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Firm absorbed

6 advisors left N•• A•••••••• A• D••••••• O• N•• F•••••••• C••••••••• for M••••••• I••••••••• N•••••• I•••

BD affiliatedtoBD affiliatedAffiliated broker-dealer or bank to anotherderived from registration dates
Members
AdvisorBranchLeftRegistered
Donald Stanfield MckinneyHighlands Ranch, CoDec 31, 2022Jan 3, 2023
Duane Ariel SmithEnglewood, CoDec 31, 2022Jan 3, 2023
Loal Gene WilsonHighlands Ranch, CoDec 31, 2022Jan 3, 2023
Michael John MorganDenver, CoDec 31, 2022Jan 3, 2023
Stacie R CraddockBroomfield, CoDec 31, 2022Aug 24, 2023
Walter Ray LasleyHighlands Ranch, CoDec 31, 2022Jan 3, 2023
The rule
Registrations ended
Dec 31, 2022
Registered next
Jan 3, 2023 to Aug 24, 2023
Branch state
CO
Cities
4, most in Highlands Ranch, Co
Registered there that day
10 (people still on IAPD; an estimate)
Share of that headcount
60%
Succession by the destination
none on the tape
Other teams out of N•• A•••••••• A• D••••••• O• N•• F•••••••• C•••••••••Other teams into M••••••• I••••••••• N•••••• I•••