DFX Intelligence
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Channel change (one enterprise)
2 advisors moved from F•• S••••••••• C••••••••• to O•••• W•••••• I•••
Not a lift-out: both firms report Rcp Opp Fund Ii Gp, Lp as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
BD affiliatedtoBD affiliatedAffiliated broker-dealer or bank to anotherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Ashley Rose Mcneal | Atlanta, Ga | Sep 11, 2020 | Jan 9, 2019 |
| Eric Michael Grafnitz | Atlanta, Ga | Sep 18, 2020 | Sep 16, 2020 |
The rule
- Registrations ended
- Sep 11, 2020 to Sep 18, 2020
- Registered next
- Jan 9, 2019 to Sep 16, 2020
- Branch state
- GA
- Cities
- 1, most in Atlanta, Ga
- Registered there that day
- 502 (people still on IAPD; an estimate)
- Share of that headcount
- 0.4%
- One enterprise because
- both firms report Rcp Opp Fund Ii Gp, Lp as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape