DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor teams

Teams that left Fsc Securities Corporation

A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.

Advisors	From	To	Branch	Type	Left
6	Fsc Securities Corporation BD affiliated	Ciccarelli Advisory Services Inc independent RIA	Naples, Fl +1	Affiliated broker-dealer or bank to independent RIA	Nov 3, 2023
6	Fsc Securities Corporation BD affiliated	Southland Equity Partners, LLC. independent RIA	Grover Beach, Ca +4	Affiliated broker-dealer or bank to independent RIA	Nov 3, 2023
4	Fsc Securities Corporation BD affiliated	Diversified Financial Advisory Group, Inc. unclassified	West Des Moines, Ia +1	Other	Nov 3, 2023
3	Fsc Securities Corporation BD affiliated	Diversified Financial Advisory Group, Inc. unclassified	Owatonna, Mn +1	Other	Nov 3, 2023
3	Fsc Securities Corporation BD affiliated	Mollot & Hardy, Inc. independent RIA	Amherst, Ny	Affiliated broker-dealer or bank to independent RIA	Nov 3, 2023
2	Fsc Securities Corporation BD affiliated	Wharton Wealth Management, LLC independent RIA	Malvern, Pa +1	Affiliated broker-dealer or bank to independent RIA	Nov 3, 2023
4	Fsc Securities Corporation BD affiliated	Commonwealth Financial Network national BD	Colorado Springs, Co	Affiliated broker-dealer or bank to another	Sep 11, 2023
2	Fsc Securities Corporation BD affiliated	LPL Financial LLC independent RIA	Flemington, Nj	Affiliated broker-dealer or bank to independent RIA	Mar 1, 2023 over 8 d
2	Fsc Securities Corporation BD affiliated	Mariner Advisor Network independent RIA	Blue Bell, Pa	Affiliated broker-dealer or bank to independent RIA	Feb 16, 2023
3	Fsc Securities Corporation BD affiliated	The Advisory Group independent RIA	Diamond Bar, Ca +2	Affiliated broker-dealer or bank to independent RIA	Oct 11, 2022 over 1 d
3	Fsc Securities Corporation BD affiliated	LPL Financial LLC independent RIA	Diamond Bar, Ca +1	Affiliated broker-dealer or bank to independent RIA	Oct 10, 2022 over 1 d
2	Fsc Securities Corporation BD affiliated	Compass Advisory Partners LLC independent RIA	Cookeville, Tn	Affiliated broker-dealer or bank to independent RIA	Jun 7, 2022 over 1 d
4	Fsc Securities Corporation BD affiliated	Avantax Advisory Services BD affiliated	San Diego, Ca +1	Affiliated broker-dealer or bank to another	May 6, 2022 over 3 d
4	Fsc Securities Corporation BD affiliated	LPL Financial LLC BD affiliated	Bridgeville, Pa +1	Affiliated broker-dealer or bank to another	Nov 3, 2021 over 9 d
2	Fsc Securities Corporation BD affiliated	LPL Financial LLC BD affiliated	Boca Raton, Fl	Affiliated broker-dealer or bank to another	May 22, 2020 over 10 d
2	Fsc Securities Corporation BD affiliated	Ameriprise Financial Services, LLC national BD	San Diego, Ca	Affiliated broker-dealer or bank to another	Feb 4, 2020
2	Fsc Securities Corporation BD affiliated	LPL Financial LLC BD affiliated	Pittsford, Ny	Affiliated broker-dealer or bank to another	Dec 5, 2019 over 2 d
4	Fsc Securities Corporation BD affiliated	LPL Financial LLC BD affiliated	Oak Brook, Il +2	Affiliated broker-dealer or bank to another	Nov 11, 2019 over 7 d
2	Fsc Securities Corporation BD affiliated	Kpp Advisory Services LLC independent RIA	Nashville, Tn +1	Affiliated broker-dealer or bank to independent RIA	Nov 5, 2019
11	Fsc Securities Corporation BD affiliated	LPL Financial LLC BD affiliated	Alexandria, La	Affiliated broker-dealer or bank to another	Oct 3, 2019
4	Fsc Securities Corporation BD affiliated	LPL Financial LLC BD affiliated	New Albany, Oh	Affiliated broker-dealer or bank to another	Oct 3, 2019
2	Fsc Securities Corporation BD affiliated	LPL Financial LLC BD affiliated	Orland Park, Il	Affiliated broker-dealer or bank to another	Oct 2, 2019
3	Fsc Securities Corporation BD affiliated	Cambridge Investment Research Advisors, Inc. BD affiliated	Worcester, Ma	Affiliated broker-dealer or bank to another	Sep 6, 2019
2	Fsc Securities Corporation BD affiliated	Csenge Advisory Group, LLC independent RIA	Birmingham, Al	Affiliated broker-dealer or bank to independent RIA	Sep 6, 2019
2	Fsc Securities Corporation BD affiliated	LPL Financial LLC independent RIA	Bloomfield Hills, Mi	Affiliated broker-dealer or bank to independent RIA	May 13, 2019
2	Fsc Securities Corporation BD affiliated	LPL Financial LLC independent RIA	Sarasota, Fl +1	Affiliated broker-dealer or bank to independent RIA	May 3, 2019 over 3 d
4	Fsc Securities Corporation BD affiliated	Ameriprise Financial Services, LLC national BD	The Villages, Fl	Affiliated broker-dealer or bank to another	Aug 21, 2018
6	Fsc Securities Corporation BD affiliated	Csenge Advisory Group, LLC independent RIA	Clearwater, Fl +2	Affiliated broker-dealer or bank to independent RIA	Jul 31, 2018 over 2 d
2	Fsc Securities Corporation BD affiliated	Lion Street Advisors, LLC BD affiliated	Memphis, Tn +1	Affiliated broker-dealer or bank to another	Jul 31, 2018
3	Fsc Securities Corporation BD affiliated	Csenge Advisory Group, LLC independent RIA	Washington, Pa +1	Affiliated broker-dealer or bank to independent RIA	Apr 16, 2018
2	Fsc Securities Corporation other	Rb Capital Management, LLC other	Burlingame,, Ca	Other	Mar 23, 2017
2	Fsc Securities Corporation other	Scf Investment Advisors, Inc. other	Albuquerque, Nm	Other	Dec 22, 2016
5	Fsc Securities Corporation other	Cambridge Investment Research Advisors, Inc. other	North Olmsted, Oh	Other	Oct 5, 2016
2	Fsc Securities Corporation other	Raymond James Financial Services Advisors, Inc other	Birmingham, Al	Other	Aug 8, 2016 over 1 d
2	Fsc Securities Corporation other	Arbor Wealth Management unclassified	Walnut Creek, Ca	Other	Jul 14, 2016 over 4 d
3	Fsc Securities Corporation other	Sii Investments, Inc. other	Greenville, Wi +1	Other	Jun 9, 2016
7	Fsc Securities Corporation other	Opus Wealth Management Group other	Orland Park, Il	Other	May 2, 2016
2	Fsc Securities Corporation other	Willis Johnson Wealth other	Houston, Tx	Other	Apr 26, 2016
2	Fsc Securities Corporation other	The Retirement Group, LLC other	Dallas, Tx +1	Other	Apr 18, 2016
2	Fsc Securities Corporation other	Avantax Advisory Services other	Langhorne, Pa +1	Other	Jul 1, 2015 over 14 d
3	Fsc Securities Corporation other	Mosaic Advisors other	Houston, Tx	Other	Mar 31, 2015
2	Fsc Securities Corporation other	Access Financial Services, Inc. other	Minneapolis, Mn	Other	Feb 4, 2015
3	Fsc Securities Corporation other	Wharton Business Group, LLC other	Exton, Pa +1	Other	Jan 7, 2015

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43 teams match.derived from registration dates