DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Eric Michael Grafnitz
Feed of 09/14/2026
Also filed as Eric M Grafnitz
At current firm
4 y
since Sep 30, 2021
In the industry
21 y
since Apr 20, 2005 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Wealth Enhancement Advisory Services, LLC BD affiliated currentsince Sep 30, 2021 · Plymouth, Mn
- Fsc Securities Corporation formerSep 16, 2020 to Sep 18, 2020 · Atlanta, Ga
- Sagepoint Financial, Inc. formerSep 16, 2020 to Sep 18, 2020 · Scottsdale, Az
- Osaic Wealth, Inc. BD affiliatedSep 16, 2020 to Sep 18, 2020 · Scottsdale, Az
- Woodbury Financial Services, Inc. formerSep 16, 2020 to Sep 18, 2020 · Oakdale, Mn
- Questar Asset Management, Inc. formerApr 16, 2019 to Jul 3, 2019 · Minneapolis, Mn
- Woodbury Financial Services, Inc. formerMar 1, 2019 to Mar 13, 2019 · Oakdale, Mn
- Questar Asset Management, Inc. formerFeb 12, 2019 to Mar 1, 2019 · Minneapolis, Mn
Moves
a registration end followed by a registration begin elsewhere
- Osaic Wealth, Inc. to Sagepoint Financial, Inc.left Sep 18, 2020, registered Sep 16, 2020 (-2 days) · channel change inside one enterprise, not a move
- Sagepoint Financial, Inc. to Wealth Enhancement Advisory Services, LLCleft Sep 18, 2020, registered Sep 30, 2021 (377 days) · Affiliated broker-dealer or bank to another
- Woodbury Financial Services, Inc. to Fsc Securities Corporationleft Sep 18, 2020, registered Sep 16, 2020 (-2 days) · channel change inside one enterprise, not a move
- Fsc Securities Corporation to Osaic Wealth, Inc.left Sep 18, 2020, registered Sep 16, 2020 (-2 days) · channel change inside one enterprise, not a move · moved with a team
- Questar Asset Management, Inc. to Woodbury Financial Services, Inc.left Jul 3, 2019, registered Sep 16, 2020 (441 days) · Affiliated broker-dealer or bank to another · moved with a team
- Woodbury Financial Services, Inc. to Questar Asset Management, Inc.left Mar 13, 2019, registered Apr 16, 2019 (34 days) · Affiliated broker-dealer or bank to another
- Questar Asset Management, Inc. to Woodbury Financial Services, Inc.left Mar 1, 2019, registered Mar 1, 2019 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address