DFX Intelligence
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Channel change (one enterprise)
2 advisors moved from F•• S••••••••• C••••••••• to T•••• A•••••••• L••
Not a lift-out: both firms report Rcp Opp Fund Ii Gp, Lp as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
BD affiliatedtoBD affiliatedAffiliated broker-dealer or bank to anotherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Anietie Ntuk Ijoma | Atlanta, Ga | Nov 25, 2022 | May 3, 2021 |
| Gloria Marie Koester | Atlanta, Ga | Dec 7, 2022 | Dec 2, 2022 |
The rule
- Registrations ended
- Nov 25, 2022 to Dec 7, 2022
- Registered next
- May 3, 2021 to Dec 2, 2022
- Branch state
- GA
- Cities
- 1, most in Atlanta, Ga
- Registered there that day
- 513 (people still on IAPD; an estimate)
- Share of that headcount
- 0.4%
- One enterprise because
- both firms report Rcp Opp Fund Ii Gp, Lp as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape