DFX Intelligence

RIA Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

Team lift-out

5 advisors left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for J••• M••••• P•••••• W••••• A••••••• L••

wirehousetoBD affiliatedWirehouse to affiliated broker-dealer or bankderived from registration dates
Members
AdvisorBranchLeftRegistered
Claudia RivasSan Francisco, CaNov 7, 2022Nov 4, 2022
Clifford YoungSan Francisco, CaNov 7, 2022Nov 4, 2022
Nasser AbdulkariemSan Francisco, CaNov 7, 2022Nov 4, 2022
Timothy Andrew ArgyresSan Francisco, CaNov 7, 2022Nov 4, 2022
Gregory Steven ArgyresSan Francisco, CaNov 8, 2022Nov 4, 2022
The rule
Registrations ended
Nov 7, 2022 to Nov 8, 2022
Registered next
Nov 4, 2022
Branch state
CA
Cities
1, most in San Francisco, Ca
Registered there that day
22,194 (people still on IAPD; an estimate)
Share of that headcount
0.0%
Succession by the destination
a succession within a year (Oct 2, 2023), not necessarily this firm
Other teams out of M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Other teams into J••• M••••• P•••••• W••••• A••••••• L••