DFX Intelligence

RIA Intelligence

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Team lift-out

6 advisors left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for R••••••••• C•••••• M•••••••••

wirehousetoBD affiliatedWirehouse to affiliated broker-dealer or bankderived from registration dates
Members
AdvisorBranchLeftRegistered
Alpesh R PatelIrvine, CaMar 1, 2021Feb 26, 2021
Chris M IwamasaIrvine, CaMar 1, 2021Feb 26, 2021
Darren Jay SiegristIrvine, CaMar 1, 2021Feb 26, 2021
Hai-Uy Tran DangIrvine, CaMar 1, 2021Feb 26, 2021
Matthew BirkettLos Angeles, CaMar 1, 2021Feb 26, 2021
Patricia Lynn LawyerWestlake Village, CaMar 9, 2021Mar 15, 2021
The rule
Registrations ended
Mar 1, 2021 to Mar 9, 2021
Registered next
Feb 26, 2021 to Mar 15, 2021
Branch state
CA
Cities
3, most in Irvine, Ca
Registered there that day
22,438 (people still on IAPD; an estimate)
Share of that headcount
0.0%
Succession by the destination
none on the tape
Other teams out of M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Other teams into R••••••••• C•••••• M•••••••••