DFX Intelligence

RIA Intelligence

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Team lift-out

4 advisors left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for R•• C•••••• M••••••• L••

wirehousetonational BDWirehouse to affiliated broker-dealer or bankderived from registration dates
Members
AdvisorBranchLeftRegistered
Patricia PrenticeIndian Wells, CaJan 7, 2016Jan 6, 2016
Stephanie Sue BarsnessIndian Wells, CaJan 7, 2016Jan 6, 2016
Thomas Christophe PrenticeIndian Wells, CaJan 7, 2016Jan 6, 2016
Young M ChungIndian Wells, CaJan 7, 2016Jan 6, 2016
The rule
Registrations ended
Jan 7, 2016
Registered next
Jan 6, 2016
Branch state
CA
Cities
1, most in Indian Wells, Ca
Registered there that day
17,888 (people still on IAPD; an estimate)
Share of that headcount
0.0%
Succession by the destination
none on the tape
Other teams out of M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Other teams into R•• C•••••• M••••••• L••