DFX Intelligence

RIA Intelligence

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Team lift-out

7 advisors left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for R•• C•••••• M••••••• L••

wirehousetonational BDWirehouse to affiliated broker-dealer or bankderived from registration dates
Members
AdvisorBranchLeftRegistered
Alan Edward GoldsteinRolling Hills Estates, CaOct 31, 2017Oct 27, 2017
Annelyn Alita LanuzaSeal Beach, CaOct 31, 2017Oct 27, 2017
Cengiz Niyazi VolkanRolling Hills Estates, CaOct 31, 2017Oct 27, 2017
Larry Kirk PrutchRolling Hills Estates, CaOct 31, 2017Oct 27, 2017
Neil K FujitaRolling Hills Estates, CaOct 31, 2017Oct 27, 2017
Teresa Carmen OrtegaRolling Hills Estates, CaOct 31, 2017Oct 27, 2017
George Brian CastrillonRolling Hills Estates, CaNov 2, 2017Oct 31, 2017
The rule
Registrations ended
Oct 31, 2017 to Nov 2, 2017
Registered next
Oct 27, 2017 to Oct 31, 2017
Branch state
CA
Cities
2, most in Rolling Hills Estates, Ca
Registered there that day
19,671 (people still on IAPD; an estimate)
Share of that headcount
0.0%
Succession by the destination
none on the tape
Other teams out of M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Other teams into R•• C•••••• M••••••• L••