DFX Intelligence
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Team lift-out
8 advisors left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for R•••••• J•••• • A••••••••• I•••
wirehousetonational BDWirehouse to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Christina L Hoerter | West Nyack, Ny | Nov 17, 2015 | Nov 16, 2015 |
| Christopher John Mahoney | West Nyack, Ny | Nov 17, 2015 | Nov 17, 2015 |
| Kevin Mahoney | West Nyack, Ny | Nov 17, 2015 | Jan 4, 2016 |
| Kristen M Koluch | West Nyack, Ny | Nov 17, 2015 | Jan 4, 2016 |
| Laura Anne O'Brien | West Nyack, Ny | Nov 17, 2015 | Jun 14, 2021 |
| Mark Charles Marotta | West Nyack, Ny | Nov 17, 2015 | Nov 16, 2015 |
| Philip Anthony Murphy | West Nyack, Ny | Nov 17, 2015 | Jan 4, 2016 |
| Thomas P Small | West Nyack, Ny | Nov 17, 2015 | Mar 2, 2016 |
The rule
- Registrations ended
- Nov 17, 2015
- Registered next
- Nov 16, 2015 to Jun 14, 2021
- Branch state
- NY
- Cities
- 1, most in West Nyack, Ny
- Registered there that day
- 17,798 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm. The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.