DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Team lift-out
4 advisors left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for R•••••• J•••• • A••••••••• I•••
wirehousetonational BDWirehouse to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Bob Dale Cackley | Brownsville, Tx | Nov 2, 2017 | Nov 28, 2017 |
| Jose Rene Velez | Mcallen, Tx | Nov 2, 2017 | Nov 1, 2017 |
| Iliana Cantu | Mcallen, Tx | Nov 7, 2017 | Nov 1, 2017 |
| Robert Andrew Cackley | Mcallen, Tx | Nov 8, 2017 | Nov 28, 2017 |
The rule
- Registrations ended
- Nov 2, 2017 to Nov 8, 2017
- Registered next
- Nov 1, 2017 to Nov 28, 2017
- Branch state
- TX
- Cities
- 2, most in Mcallen, Tx
- Registered there that day
- 19,680 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm. The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.