DFX Intelligence
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Channel change (one enterprise)
3 advisors moved from T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
Not a lift-out: one firm's name is the other's with a word added, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
no RAUMtoindependent RIAOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Christopher David Garcia | Santa Rosa, Ca | Oct 31, 2019 | Feb 7, 2019 |
| James R. Gill | Torrance, Ca | Nov 6, 2019 | Jun 20, 2018 |
| Calvin J Celentano | San Diego, Ca | Nov 7, 2019 | Feb 7, 2019 |
The rule
- Registrations ended
- Oct 31, 2019 to Nov 7, 2019
- Registered next
- Jun 20, 2018 to Feb 7, 2019
- Branch state
- CA
- Cities
- 3, most in Santa Rosa, Ca
- Registered there that day
- 1,685 (people still on IAPD; an estimate)
- Share of that headcount
- 0.2%
- One enterprise because
- one firm's name is the other's with a word added
- Succession by the destination
- none on the tape