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Registered advisor
J•••• R• G•••
Feed of 09/15/2026
Also filed as J•••• Robert G•••
At current firm
1 y
since Aug 11, 2025
In the industry
14 y
since Jan 1, 2012 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••••• A••••••• L•• national BD currentsince Aug 11, 2025 · El Segundo, Ca
- W•••• F•••• A••••••• wirehouseNov 5, 2019 to Jul 17, 2025 · El Segundo, Ca
- T• A••••••••• I••••••••• M••••••••• L•• formerJun 20, 2018 to Nov 6, 2019 · Torrance, Ca
- T• A••••••••• I••• formerJun 20, 2018 to Nov 6, 2019 · Torrance, Ca
- F•••• C•••••• A••••••• S••••••• BD affiliatedDec 15, 2015 to Jan 18, 2018 · Fort Worth, Tx
- F•••• C•••••• F•••••••• P•••••••• I••• formerNov 7, 2013 to Dec 15, 2015 · Oceanside, Ca
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to S•••••••• A••••••• L••left Jul 17, 2025, registered Aug 11, 2025 (25 days) · Wirehouse to affiliated broker-dealer or bank
- T• A••••••••• I••••••••• M••••••••• L•• to W•••• F•••• A•••••••left Nov 6, 2019, registered Nov 5, 2019 (-1 days) · RIA to wirehouse
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Nov 6, 2019, registered Jun 20, 2018 (-504 days) · channel change inside one enterprise, not a move · moved with a team
- F•••• C•••••• A••••••• S••••••• to T• A••••••••• I•••left Jan 18, 2018, registered Jun 20, 2018 (153 days) · Other
- F•••• C•••••• F•••••••• P•••••••• I••• to F•••• C•••••• A••••••• S•••••••left Dec 15, 2015, registered Dec 15, 2015 (0 days) · corporate re-registration, not a move
Signals
- J•••• R• G••• left W•••• F•••• A••••••• for S•••••••• A••••••• L•• (registered 2025-08-11)Jul 17, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address