DFX Intelligence
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Channel change (one enterprise)
2 advisors moved from T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
Not a lift-out: one firm's name is the other's with a word added, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
no RAUMtoindependent RIAOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Darin Britton Guthrie | Thousand Oaks, Ca | Jul 3, 2020 | Sep 7, 2011 |
| Ekenna S Anya-Gafu | Menlo Park, Ca | Jul 8, 2020 | Oct 8, 2018 |
| Richard Jon Cerruti | Walnut Creek, Ca | Jul 8, 2020 | Feb 8, 2019 |
| Rigoberto Fernandez | Brea, Ca | Jul 8, 2020 | Feb 13, 2019 |
| Bradley Richard Hoegler | Los Angeles, Ca | Jul 10, 2020 | Apr 24, 2006 |
The rule
- Registrations ended
- Jul 3, 2020 to Jul 10, 2020
- Registered next
- Apr 24, 2006 to Oct 8, 2018
- Branch state
- CA
- Cities
- 2, most in Thousand Oaks, Ca
- Registered there that day
- 1,603 (people still on IAPD; an estimate)
- Share of that headcount
- 0.1%
- One enterprise because
- one firm's name is the other's with a word added
- Succession by the destination
- none on the tape