DFX Intelligence
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Channel change (one enterprise)
2 advisors moved from T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
Not a lift-out: one firm's name is the other's with a word added, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
no RAUMtoindependent RIAOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Ramez Raheb | Mission Viejo, Ca | Sep 15, 2021 | Nov 22, 2016 |
| William C Carlisle | Corte Madera, Ca | Sep 24, 2021 | May 26, 2020 |
| Gale Northrop | Beverly Hills, Ca | Oct 7, 2021 | Jul 26, 2016 |
The rule
- Registrations ended
- Sep 15, 2021 to Sep 24, 2021
- Registered next
- Nov 22, 2016 to May 26, 2020
- Branch state
- CA
- Cities
- 2, most in Mission Viejo, Ca
- Registered there that day
- 1,165 (people still on IAPD; an estimate)
- Share of that headcount
- 0.2%
- One enterprise because
- one firm's name is the other's with a word added
- Succession by the destination
- none on the tape