DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

William C Carlisle

Vanderbilt Advisory ServicesBD affiliatedWoodbury, Ny dual registrantIAPD 5970287

Feed of 09/15/2026

Also filed as Will Carlisle

At current firm

1 y

since Jun 3, 2025

In the industry

14 y

since Sep 1, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Vanderbilt Advisory Services BD affiliated current
since Jun 3, 2025 · Fairfield, Ia
Morgan Stanley wirehouse
Sep 5, 2023 to Apr 10, 2024 · San Diego, Ca
E*Trade Capital Management, LLC former
May 9, 2022 to Sep 5, 2023 · Portland, Or
Td Ameritrade Investment Management, LLC former
May 26, 2020 to Sep 24, 2021 · Corte Madera, Ca
Td Ameritrade, Inc. former
May 26, 2020 to Sep 24, 2021 · Corte Madera, Ca
Cambridge Investment Research Advisors, Inc. BD affiliated
Sep 18, 2018 to May 20, 2020 · San Diego, Ca
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Jan 28, 2013 to Jan 22, 2018 · Chandler, Az

Moves

a registration end followed by a registration begin elsewhere

Morgan Stanley to Vanderbilt Advisory Services
left Apr 10, 2024, registered Jun 3, 2025 (419 days) · Wirehouse to affiliated broker-dealer or bank
E*Trade Capital Management, LLC to Morgan Stanley
left Sep 5, 2023, registered Sep 5, 2023 (0 days) · corporate re-registration, not a move
Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLC
left Sep 24, 2021, registered May 26, 2020 (-486 days) · channel change inside one enterprise, not a move · moved with a team
Td Ameritrade Investment Management, LLC to E*Trade Capital Management, LLC
left Sep 24, 2021, registered May 9, 2022 (227 days) · RIA to RIA · moved with a team
Cambridge Investment Research Advisors, Inc. to Td Ameritrade, Inc.
left May 20, 2020, registered May 26, 2020 (6 days) · Other
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Cambridge Investment Research Advisors, Inc.
left Jan 22, 2018, registered Sep 18, 2018 (239 days) · Wirehouse to affiliated broker-dealer or bank

Signals

William C Carlisle left Morgan Stanley for Vanderbilt Advisory Services (registered 2025-06-03)
Apr 10, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address