DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Ramez Raheb
Feed of 09/14/2026
At current firm
0 y
since Apr 10, 2026
In the industry
16 y
since Dec 22, 2009 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- J.P. Morgan Securities LLC wirehouse currentsince Apr 10, 2026 · Irvine, Ca
- Morgan Stanley wirehouseSep 5, 2023 to Oct 31, 2024 · Irvine, Ca
- E*Trade Capital Management, LLC formerAug 25, 2021 to Sep 5, 2023 · Irvine, Ca
- Td Ameritrade Investment Management, LLC formerNov 22, 2016 to Sep 15, 2021 · Irvine, Ca
- Td Ameritrade, Inc. formerNov 22, 2016 to Sep 15, 2021 · Irvine, Ca
Moves
a registration end followed by a registration begin elsewhere
- Morgan Stanley to J.P. Morgan Securities LLCleft Oct 31, 2024, registered Apr 10, 2026 (526 days) · Wirehouse to wirehouse · moved with a team
- E*Trade Capital Management, LLC to Morgan Stanleyleft Sep 5, 2023, registered Sep 5, 2023 (0 days) · corporate re-registration, not a move
- Td Ameritrade Investment Management, LLC to E*Trade Capital Management, LLCleft Sep 15, 2021, registered Aug 25, 2021 (-21 days) · RIA to RIA · moved with a team
- Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLCleft Sep 15, 2021, registered Nov 22, 2016 (-1758 days) · channel change inside one enterprise, not a move · moved with a team
Signals
- Ramez Raheb left Morgan Stanley for J.P. Morgan Securities Llc (registered 2026-04-10)Oct 31, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address