DFX Intelligence
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Channel change (one enterprise)
6 advisors moved from T• A••••••••• I••• to C•••••• S••••• • C••• I•••
Not a lift-out: both firms report The C•••••• S••••• Corporation as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
no RAUMtonational BDOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| David Christopher Clingman | Charlotte, Nc | Oct 14, 2022 | Jun 29, 2021 |
| Jeffrey Paul Boemermann | Raleigh, Nc | Oct 14, 2022 | May 26, 2023 |
| Joseph James Truscott | Charlotte, Nc | Oct 14, 2022 | Sep 15, 2022 |
| Matt Chiles Edwards | Asheville, Nc | Oct 14, 2022 | Aug 11, 2023 |
| Michael H Legette | Cary, Nc | Oct 14, 2022 | Aug 14, 2023 |
| Michael Louis Santos | Raleigh, Nc | Oct 14, 2022 | Aug 14, 2023 |
The rule
- Registrations ended
- Oct 14, 2022
- Registered next
- Jun 29, 2021 to Aug 14, 2023
- Branch state
- NC
- Cities
- 4, most in Charlotte, Nc
- Registered there that day
- 1,241 (people still on IAPD; an estimate)
- Share of that headcount
- 0.5%
- One enterprise because
- both firms report The C•••••• S••••• Corporation as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape