DFX Intelligence
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Channel change (one enterprise)
6 advisors moved from T• A••••••••• I••• to C•••••• S••••• • C••• I•••
Not a lift-out: both firms report The C•••••• S••••• Corporation as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
no RAUMtonational BDOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Scott Miller | Austin, Tx | Dec 23, 2020 | Dec 23, 2020 |
| Rhea Jizette Mercado Moss | Westlake, Tx | Dec 31, 2020 | Dec 23, 2020 |
| Stephen Derrick Farrar | Fort Worth, Tx | Dec 31, 2020 | Dec 15, 2020 |
| Joseph O Hoeschen | Fort Worth, Tx | Jan 6, 2021 | Oct 12, 2021 |
| Matthew Wayne Orgass | Austin, Tx | Jan 11, 2021 | Oct 26, 2021 |
| Darius Nkwazema Uche | Sugarland, Tx | Jan 20, 2021 | Jan 19, 2021 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Dec 23, 2020 to Jan 20, 2021
- Registered next
- Dec 15, 2020 to Oct 26, 2021
- Branch state
- TX
- Cities
- 4, most in Austin, Tx
- Registered there that day
- 1,531 (people still on IAPD; an estimate)
- Share of that headcount
- 0.4%
- One enterprise because
- both firms report The C•••••• S••••• Corporation as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape