DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Scott Miller
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/15/2026
Also filed as Scott Miller
At current firm
1 y
since Mar 31, 2025
In the industry
17 y
since Jun 1, 2009 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Strategic Advisers LLC national BD currentsince Mar 31, 2025 · Boerne, Tx
- Fidelity Personal And Workplace Advisors formerApr 20, 2023 to Mar 31, 2025 · San Antonio, Tx
- Td Ameritrade, Inc. formerFeb 8, 2022 to Oct 14, 2022 · Schaumburg, Il
- Charles Schwab & Co., Inc. national BDDec 23, 2020 to Apr 7, 2023 · Cranberry Township, Pa
- Td Ameritrade Investment Management, LLC formerMar 23, 2010 to Dec 23, 2020 · Northbrook, Il
- Td Ameritrade, Inc. formerMar 23, 2010 to Dec 23, 2020 · Fort Worth, Tx
Moves
a registration end followed by a registration begin elsewhere
- Fidelity Personal And Workplace Advisors to Strategic Advisers LLCleft Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- Charles Schwab & Co., Inc. to Td Ameritrade, Inc.left Apr 7, 2023, registered Feb 8, 2022 (-423 days) · channel change inside one enterprise, not a move
- Td Ameritrade, Inc. to Fidelity Personal And Workplace Advisorsleft Oct 14, 2022, registered Apr 20, 2023 (188 days) · Other
- Td Ameritrade Investment Management, LLC to Charles Schwab & Co., Inc.left Dec 23, 2020, registered Dec 23, 2020 (0 days) · RIA to affiliated broker-dealer or bank
- Td Ameritrade, Inc. to Charles Schwab & Co., Inc.left Dec 23, 2020, registered Dec 23, 2020 (0 days) · channel change inside one enterprise, not a move
Signals
- Scott Miller left Td Ameritrade, Inc. for Fidelity Personal And Workplace Advisors (registered 2023-04-20)Oct 14, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address