DFX Intelligence

RIA Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

Team lift-out

6 advisors left U•• F•••••••• S••••••• I••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I••

wirehousetoBD affiliatedWirehouse to affiliated broker-dealer or bankderived from registration dates
Members
AdvisorBranchLeftRegistered
Cheryl Ann RudolphiAustin, TxFeb 21, 2019Feb 12, 2019
Lori Lynne SiegelHouston, TxFeb 21, 2019Feb 13, 2019
Robert Anthony RussoHouston, TxFeb 21, 2019Feb 12, 2019
John Dwight SaalfieldDallas, TxFeb 26, 2019Feb 15, 2019
Lindsay Brooke HeymanDallas, TxFeb 26, 2019Feb 15, 2019
Ricardo Antonio LimaPlano, TxFeb 26, 2019Feb 15, 2019
The rule
Registrations ended
Feb 21, 2019 to Feb 26, 2019
Registered next
Feb 12, 2019 to Feb 15, 2019
Branch state
TX
Cities
4, most in Houston, Tx
Registered there that day
7,885 (people still on IAPD; an estimate)
Share of that headcount
0.1%
Succession by the destination
none on the tape
Other teams out of U•• F•••••••• S••••••• I•••Other teams into R•••••• J•••• F•••••••• S••••••• A•••••••• I••