DFX Intelligence

RIA Intelligence

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Team lift-out

5 advisors left U•• F•••••••• S••••••• I••• for R••••••••• C•••••• M•••••••••

wirehousetoBD affiliatedWirehouse to affiliated broker-dealer or bankderived from registration dates
Members
AdvisorBranchLeftRegistered
Donis Noe SmithWilmington, NcSep 26, 2023Sep 15, 2023
Jillian Marie PropstWilmington, NcSep 26, 2023Sep 15, 2023
Michael Charles PearsonWilmington, NcSep 26, 2023Sep 15, 2023
Riley Alexander StephensonWilmington, NcSep 26, 2023Sep 15, 2023
William P. PattersonWilmington, NcSep 26, 2023Sep 15, 2023
The rule
Registrations ended
Sep 26, 2023
Registered next
Sep 15, 2023
Branch state
NC
Cities
1, most in Wilmington, Nc
Registered there that day
8,654 (people still on IAPD; an estimate)
Share of that headcount
0.1%
Succession by the destination
none on the tape
Other teams out of U•• F•••••••• S••••••• I•••Other teams into R••••••••• C•••••• M•••••••••