DFX Intelligence

RIA Intelligence

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Team lift-out

4 advisors left U•• F•••••••• S••••••• I••• for R••••••••• C•••••• M•••••••••

wirehousetoBD affiliatedWirehouse to affiliated broker-dealer or bankderived from registration dates
Members
AdvisorBranchLeftRegistered
Angela Ann BaconHouston, TxSep 15, 2020Sep 4, 2020
Christopher Ryan BowmanHouston, TxSep 15, 2020Sep 4, 2020
Francis Xavier AmslerHouston, TxSep 15, 2020Sep 13, 2020
Marc E. LabordeHouston, TxSep 15, 2020Sep 8, 2020
The rule
Registrations ended
Sep 15, 2020
Registered next
Sep 4, 2020 to Sep 13, 2020
Branch state
TX
Cities
1, most in Houston, Tx
Registered there that day
7,798 (people still on IAPD; an estimate)
Share of that headcount
0.1%
Succession by the destination
none on the tape
Other teams out of U•• F•••••••• S••••••• I•••Other teams into R••••••••• C•••••• M•••••••••