DFX Intelligence
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Team lift-out
6 advisors left U•• F•••••••• S••••••• I••• for R•• C•••••• M••••••• L••
wirehousetonational BDWirehouse to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Daniel Henry Rothenberg | Los Angeles, Ca | Dec 26, 2019 | Dec 4, 2019 |
| Eunsun Kim | Los Angeles, Ca | Dec 26, 2019 | Dec 4, 2019 |
| Michelle Wada | Los Angeles, Ca | Dec 26, 2019 | Dec 4, 2019 |
| Akiva Zvi Glazerson | Los Angeles, Ca | Jan 2, 2020 | Dec 4, 2019 |
| Robin Jay Kim | Los Angeles, Ca | Jan 2, 2020 | Dec 4, 2019 |
| Roger Wicks Stephens | Los Angeles, Ca | Jan 2, 2020 | Dec 4, 2019 |
The rule
- Registrations ended
- Dec 26, 2019 to Jan 2, 2020
- Registered next
- Dec 4, 2019
- Branch state
- CA
- Cities
- 1, most in Los Angeles, Ca
- Registered there that day
- 7,860 (people still on IAPD; an estimate)
- Share of that headcount
- 0.1%
- Succession by the destination
- none on the tape