DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A•••• Z•• G••••••••

S•• C••••••state registeredBeverly Hills, CaIA-onlyIAPD 6442647

Feed of 09/14/2026

Also filed as A•••• Z•• G••••••••

At current firm

0 y

since Apr 2, 2026

In the industry

10 y

since Jul 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•• C•••••• state registered current
since Apr 2, 2026 · Beverly Hills, Ca
L••• independent RIA
Dec 23, 2024 to Mar 26, 2026 · Los Angeles, Ca
R•• C•••••• M••••••• L•• national BD
Dec 4, 2019 to Apr 28, 2022 · Pasadena, Ca
U•• F•••••••• S••••••• I••• wirehouse
Nov 20, 2018 to Jan 2, 2020 · Los Angeles, Ca

Moves

a registration end followed by a registration begin elsewhere

L••• to S•• C••••••
left Mar 26, 2026, registered Apr 2, 2026 (7 days) · RIA to a state-registered adviser
R•• C•••••• M••••••• L•• to L•••
left Apr 28, 2022, registered Dec 23, 2024 (970 days) · Affiliated broker-dealer or bank to independent RIA
U•• F•••••••• S••••••• I••• to R•• C•••••• M••••••• L••
left Jan 2, 2020, registered Dec 4, 2019 (-29 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team

Signals

A•••• Z•• G•••••••• left Lido for S•• C•••••• (registered 2026-04-02)
Mar 26, 2026 · Advisor changed firm · fact
A•••• Z•• G•••••••• left R•• C•••••• M••••••• L•• for Lido (registered 2024-12-23)
Apr 28, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address