DFX Intelligence

RIA Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

Team lift-out

5 advisors left U•• F•••••••• S••••••• I••• for R•• C•••••• M••••••• L••

wirehousetonational BDWirehouse to affiliated broker-dealer or bankderived from registration dates
Members
AdvisorBranchLeftRegistered
Bahraam ForoughiLos Angeles, CaJan 20, 2026Jan 21, 2026
Eric HernandezSeal Beach, CaJan 20, 2026Jan 8, 2026
John Oscar FogartyPasadena, CaJan 20, 2026Jan 8, 2026
Misty Nicole EscobedoPasadena, CaJan 20, 2026Jan 22, 2026
Michael Dennis LerianPasadena, CaJan 22, 2026Jan 21, 2026
The rule
Registrations ended
Jan 20, 2026 to Jan 22, 2026
Registered next
Jan 8, 2026 to Jan 22, 2026
Branch state
CA
Cities
3, most in Pasadena, Ca
Registered there that day
9,188 (people still on IAPD; an estimate)
Share of that headcount
0.1%
Succession by the destination
none on the tape
Other teams out of U•• F•••••••• S••••••• I•••Other teams into R•• C•••••• M••••••• L••