E••• H••••••••

• R•• C•••••• M••••••• L•• national BD current
  since Jan 8, 2026 · Rossmoor, Ca
• U•• F•••••••• S••••••• I••• wirehouse
  Jan 30, 2009 to Jan 20, 2026 · Los Angeles, Ca
• M••••• S•••••• • C•• L•• unclassified
  Apr 2, 2007 to Feb 2, 2009 · Los Angeles, Ca
• M••••• S•••••• D• I••• unclassified
  Oct 13, 2003 to Apr 2, 2007 · Los Angeles, Ca

• U•• F•••••••• S••••••• I••• to R•• C•••••• M••••••• L••
  left Jan 20, 2026, registered Jan 8, 2026 (-12 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
• M••••• S•••••• • C•• L•• to U•• F•••••••• S••••••• I•••
  left Feb 2, 2009, registered Jan 30, 2009 (-3 days) · Other
• M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••
  left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move

• ••• Locked
  Jan 20, 2026 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

National broker-dealer RIAderived

Years in industry

22derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address