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Team lift-out
5 advisors left U•• F•••••••• S••••••• I••• for A••••••••• F•••••••• S•••••••• L••
wirehousetonational BDWirehouse to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Bartley Christopher Damon | New London, Ct | Oct 31, 2017 | Oct 24, 2017 |
| Debra Flint | New London, Ct | Oct 31, 2017 | Oct 20, 2017 |
| Janice Marie Reed | New London, Ct | Oct 31, 2017 | Oct 23, 2017 |
| R Christopher Damon | New London, Ct | Oct 31, 2017 | Oct 20, 2017 |
| Stacey D Lee | New London, Ct | Oct 31, 2017 | Oct 20, 2017 |
The rule
- Registrations ended
- Oct 31, 2017
- Registered next
- Oct 20, 2017 to Oct 24, 2017
- Branch state
- CT
- Cities
- 1, most in New London, Ct
- Registered there that day
- 7,628 (people still on IAPD; an estimate)
- Share of that headcount
- 0.1%
- Succession by the destination
- none on the tape
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm. The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.