DFX Intelligence
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Team lift-out
2 advisors left U•• F•••••••• S••••••• I••• for R•••••• J•••• • A••••••••• I•••
wirehousetonational BDWirehouse to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Veronica Herrera Aguirre | Los Angeles, Ca | Apr 28, 2020 | May 5, 2020 |
| Thomas Kealy Rockel | Sherman Oaks, Ca | May 12, 2020 | Apr 30, 2020 |
The rule
- Registrations ended
- Apr 28, 2020 to May 12, 2020
- Registered next
- Apr 30, 2020 to May 5, 2020
- Branch state
- CA
- Cities
- 2, most in Los Angeles, Ca
- Registered there that day
- 7,881 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape