DFX Intelligence
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Team lift-out
7 advisors left U•• F•••••••• S••••••• I••• for M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
wirehousetowirehouseWirehouse to wirehousederived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Jerad Chao | Los Angeles, Ca | Jun 22, 2015 | Jun 12, 2015 |
| Michael Anthony Margiotta | Los Angeles, Ca | Jun 22, 2015 | Jun 11, 2015 |
| Wing-Yin Emily Kong | San Francisco, Ca | Jun 22, 2015 | Jul 28, 2015 |
| Christopher Shawn Beckett | Beverly Hills, Ca | Jun 23, 2015 | Jun 12, 2015 |
| Stephen J. Yovetich | Beverly Hills, Ca | Jun 23, 2015 | Jun 12, 2015 |
| Robert James East | Sherman Oaks, Ca | Jul 7, 2015 | Jun 26, 2015 |
| Bliss Guinane | Newport Beach, Ca | Jul 21, 2015 | Aug 18, 2015 |
The rule
- Registrations ended
- Jun 22, 2015 to Jul 21, 2015
- Registered next
- Jun 11, 2015 to Aug 18, 2015
- Branch state
- CA
- Cities
- 5, most in Los Angeles, Ca
- Registered there that day
- 7,065 (people still on IAPD; an estimate)
- Share of that headcount
- 0.1%
- Succession by the destination
- none on the tape
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm. The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.