DFX Intelligence

RIA Intelligence

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Team lift-out

9 advisors left W•••••• • R••• for L•• F•••••••• L••

BD affiliatedtoBD affiliatedAffiliated broker-dealer or bank to anotherderived from registration dates
Members
AdvisorBranchLeftRegistered
Joseph Anthony RosioPlano, TxSep 8, 2020Sep 3, 2020
Jimmy Tsong(Hsin) LeeAustin, TxSep 9, 2020Sep 3, 2020
Vincent Paul MontenegroDallas, TxSep 9, 2020Sep 3, 2020
Albert GonzalezAustin, TxSep 10, 2020Sep 3, 2020
Bellann Morales HytenThe Woodlands, TxSep 10, 2020Sep 3, 2020
Christopher Brian MankoffSouthlake, TxSep 10, 2020Sep 3, 2020
Harry Russell GrantThe Woodlands, TxSep 10, 2020Feb 17, 2021
Jeffrey Michael NunesWoodway, TxSep 10, 2020Sep 3, 2020
Teresa Marie WattersArlington, TxSep 10, 2020Sep 3, 2020
The rule
Registrations ended
Sep 8, 2020 to Sep 10, 2020
Registered next
Sep 3, 2020 to Feb 17, 2021
Branch state
TX
Cities
6, most in Dallas, Tx
Registered there that day
1,234 (people still on IAPD; an estimate)
Share of that headcount
0.7%
Succession by the destination
none on the tape
Other teams out of W•••••• • R•••Other teams into L•• F•••••••• L••