RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• G•••••••
- L•• F•••••••• L•• BD affiliated currentsince Sep 3, 2020 · Dripping Springs, Tx
- W•••••• • R••• formerJun 21, 2010 to Sep 10, 2020 · Colleyville, Tx
- T• A••••••••• I••••••••• M••••••••• L•• formerOct 5, 2006 to Feb 24, 2009 · Fort Worth, Tx
- T• A••••••••• I••• formerOct 5, 2006 to Feb 24, 2009 · Fort Worth, Tx
- W•••••• • R••• to L•• F•••••••• L••left Sep 10, 2020, registered Sep 3, 2020 (-7 days) · Affiliated broker-dealer or bank to another · moved with a team
- T• A••••••••• I••••••••• M••••••••• L•• to W•••••• • R•••left Feb 24, 2009, registered Jun 21, 2010 (482 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Feb 24, 2009, registered Oct 5, 2006 (-873 days) · channel change inside one enterprise, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address