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Firms / O•••••• A••••••• L••

O•••••• A••••••• L••

Private equity with venture activity · probableNew York, NYo••••••.comSEC registered investment adviserone firm, 2 filing advisers

This firm files as 2 advisers on o••••••.com: O•••••• C•••••• L••. Each keeps its own CRD, funds and filings; the grouping is the website each swore to on Form ADV and is recomputed every pass.

registered adviser; venture funds are 0% of 22 private funds

Importance
51
elevated
Active deployment
15
moderate
Emerging
0
low
Completeness
81
high
Freshness
97
high
Research priority
9
low
Identity and regulatory footprint
Headquarters
New York, NYa•••••••••.s••.gov
Office address
••• Lockeda•••••••••.s••.gov
Business phone
••• Lockeda•••••••••.s••.gov
Website
o••••••.com
SEC adviser type
registered investment advisera•••••••••.s••.gov
SEC exemption claimed
unknown
Latest Form ADV
Mar 27, 2024
Private funds reported
22 (0 venture capital funds)a•••••••••.s••.gov
Private fund gross assets
$15Ba•••••••••.s••.govreported GAV of the funds, the adviser's own number; not fund size, not dry powder
Regulatory AUM
$18Bthe adviser's RAUM, a regulatory measure, never a fund size
Employees
112
business email
••• Lockedo••••••.compublished by the subject
business phone
••• Lockeda•••••••••.s••.govpublished by the subject
Stated thesis versus observed behaviour
9 observed deals
Stated (the firm’s website)
Sectors
ai, healthcare, biotech, medtech, media
Stages
growth, early
Geography
global, globally, worldwide
Check size
not stated; DFX does not estimate checks from round sizes
Observed (from deals on record)
Stage at participation
series c 67%series a 33%
Stage at first entry
series c 67%series a 33%
Sectors
unknown 100%
lead rate 50%follow-on rate 0%new logos, 12 months 4
Funds and vehicles
7 reported, 5 no longer reported
VehicleTypeVintageLifecycleReported GAVOwnersForm D soldLatest Form D
O•••••• P•••••• I••••••••• I• L•Fund2022 lp reportedActive deploymentunknownunknownunknownunknown
O•••••• P•••••• I••••••••• V••• L•Fund2020 lp reportedMatureunknownunknownunknownunknown
O•••••• P•••••• I••••••••• V•Fund2015 lp reportedHarvestunknownunknownunknownunknown
O•••••• P•••••• I••••••••• V•Fund2013 lp reportedHarvestunknownunknownunknownunknown
O•••••• I••••• P••••••• L•••••• P•••••••••Fund · ADV: Other P•••••• Fund2011 form d first saleHarvest$54.4M
Mar 27, 2024
76$190MApr 18, 2011
O•••••• P•••••• I••••••••• I•• L•Fund · ADV: Other P•••••• Fund2009 form d first saleHarvest$101M
Mar 27, 2024
158$312M
of $550M
Dec 30, 2009
O•••••• A••• P•••••••• L•••Fund · ADV: Other P•••••• Fund2008 form d first saleHarvest$88.5M
Mar 27, 2024
145$172M
of $175M
May 12, 2009
O•••••• P•••••• I••••••••• I••• L•SPV or co-invest vehicle · ADV: Other P•••••• FundunknownWound down$75.2M
Mar 29, 2023
104unknownunknown
O•••••• P•••••• I••••••••• I•• L•SPV or co-invest vehicle · ADV: Other P•••••• FundunknownWound down$28.0M
May 21, 2018
89unknownunknown
O•••••• P•••••• I••••••••• I• •••• L•Feeder or parallel · ADV: Other P•••••• FundunknownWound down$10.0M
May 21, 2018
98unknownunknown
O•••••• P•••••• I••••••••• L•SPV or co-invest vehicle · ADV: Other P•••••• FundunknownWound down$5.5M
Aug 28, 2014
94unknownunknown
O•••••• A••••••••• I••• L•SPV or co-invest vehicle · ADV: Other P•••••• FundunknownWound down$1.5M
Mar 29, 2023
16unknownunknown
GAV is the gross asset value the adviser reported on Form ADV for the vehicle, never the fund’s committed size and never dry powder. Form D sold is the amount sold as of the latest filing, never a final close.
Investment team
11 current, 4 departed
C••• L•• G•••••
Member · since Jan 1, 1998
Partner
FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Partner
FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Partner
FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Partner
FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Partner
FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Partner
FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
S••• H•••• B••••
Member · since Jan 1, 1998
Partner
FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Partner
FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Platform and operations
FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
D•••••• W• C•••
Chief Compliance Officer · since Feb 1, 2016
Platform and operations
FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
S•• B•••• I••
Chief Financial Officer · since May 1, 2019
Platform and operations
FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
4 departed (kept with end dates)
Investments on record
9 edges, 9 companies, 0 partner-attributed
CompanyRoundRolePartnerRound sizeThis investorDateSource
L•••• M••portfolio listingunknownunknownunknownunknownSep 22, 2026Fact Portfolio company websites (about, investors, press pages)
K•••portfolio listingunknownunknownunknownunknownSep 17, 2026Fact Portfolio company websites (about, investors, press pages)
T••••• P••••• I••portfolio listingunknownunknownunknownunknownSep 16, 2026Fact Venture organization websites (about, team, portfolio, thesis, news pages)
w••••portfolio listingunknownunknownunknownunknownSep 16, 2026Fact Venture organization websites (about, team, portfolio, thesis, news pages)
C•••••••••portfolio listingunknownunknownunknownunknownSep 12, 2026Fact Venture organization websites (about, team, portfolio, thesis, news pages)
A•••• B•••••••••Series C · Series Cleadunknown$50.0MunknownMay 18, 2026Fact Press release wires (Business Wire, PR Newswire, GlobeNewswire public RSS)
V•••••• B••Series A · Series Aparticipantunknown$50.0MunknownApr 29, 2026Fact Press release wires (Business Wire, PR Newswire, GlobeNewswire public RSS)
P•••••• M••••••Strategic Investmentparticipantunknown$100MunknownApr 19, 2026Fact Press release wires (Business Wire, PR Newswire, GlobeNewswire public RSS)
A•••• N•••••••••Series C · Series Cleadunknown$115MunknownNov 20, 2025Fact Press release wires (Business Wire, PR Newswire, GlobeNewswire public RSS)
“This investor” is the amount disclosed for this investor alone; it is unknown unless a source said it. The round size is the whole round.
Co-investors
39 relationships from shared deals, counted for the whole firm
Q••••• 2 shared · recurringF••••••• 1 shared · one timeB•• A•••••• L•• 1 shared · one timeP••••••••• V••••••• 1 shared · one time · they led 1M•••• A•••• C•••••• 1 shared · one timeB•••• V••••••• 1 shared · one timeW•••••• P••••• L•• 1 shared · one timeB• C•••••• G•••• 1 shared · one timeB• C•••••• 1 shared · one timeS•• P••••••• 1 shared · one timeI••••••••• M••••••• P•••••• I••• 1 shared · one timeV•••••• 1 shared · one timeC•• E••••• P••••••• I• L•• 1 shared · one timeA•••• P••••••• M••••••••• L•• 1 shared · one timeR••••••• E••••• P••••••• L•• 1 shared · one timeC••• C•••••• M••••••••• L•• 1 shared · one timeO•••• V•••••• P••••••• 1 shared · one timeY••• I••••••••• H•••••••• L•• 1 shared · one timeP•••• C•••••• M••••••••• L•• 1 shared · one timeN•• M•••••••• L•• 1 shared · one timeR••• P••• C•••••• 1 shared · one timeA•••••••• V••••••• 1 shared · one timeS•• M••••••• C•••••• A•••••••• L•• 1 shared · one timeO•••• H••••••• 1 shared · one time · we led 1T••• 1 shared · one time · we led 1C••••• C•••••• 1 shared · one time · we led 1T•• C•••••••• 1 shared · one time · we led 1L•• 1 shared · one time · we led 1D•••••• C•••••• L•• 1 shared · one time · they led 1L•••• V••••• C•••••• 1 shared · one time · they led 1G•••••• V••••••• 1 shared · one timeH•• 1 shared · one timeA••• V•••••• P••••••• 1 shared · one time · they led 1 · we led 1A••• V••••••• 1 shared · one time · we led 1P••••• V••••••• 1 shared · one time · we led 1L••• C•••••• 1 shared · one time · we led 1S•••••• 3•• L•• 1 shared · one time · we led 1C•••••••• A•••• M••••••••• 1 shared · one time · we led 1B••••••• A•••• M••••••••• L••• 1 shared · one time · we led 1
Limited partners
9 disclosed
Timeline
30 dated events
  1. Sep 16, 2026
  2. Mar 31, 2026
  3. Mar 31, 2026
  4. Jun 30, 2025
  5. Jun 30, 2025
  6. Jun 30, 2025
  7. Mar 27, 2024
  8. Mar 27, 2024
  9. Jan 7, 2022
  10. Jan 1, 2022
  11. Jan 1, 2022
  12. Jan 1, 2020
  13. May 23, 2019
  14. May 1, 2019
  15. Mar 29, 2019
  16. Mar 29, 2019
  17. Dec 1, 2018
  18. May 4, 2018
  19. Feb 1, 2016
  20. Mar 31, 2015
  21. Mar 31, 2014
  22. Mar 7, 2012
  23. Mar 7, 2012
  24. Mar 7, 2012
  25. Mar 7, 2012
  26. Mar 7, 2012
  27. Mar 7, 2012
  28. Mar 7, 2012
  29. Mar 7, 2012
  30. Mar 7, 2012
Classification history
  1. Sep 12, 2026
    Private equity with venture activity (probable, 75%, cls-1)
    registered adviser; venture funds are 0% of 22 private funds
Evidence
60 observations from 2 sources
Every observation behind this profile, with its source, date and class
FactValueEffectiveClassSource
SEC adviser typeregistered_investment_adviserMar 27, 2024FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
First Form ADV filing2012-03-07Mar 27, 2024FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Adv history loadedadv-hist-1Sep 12, 2026FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Latest Form ADV filing2024-03-27Mar 27, 2024FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Venture share of reported funds0Mar 27, 2024FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Business phone••• LockedMar 27, 2024FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Contact page url••• Locked
“••• Locked”
Sep 16, 2026FactVenture organization websites (about, team, portfolio, thesis, news pages)
Employees112Mar 27, 2024FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
HeadquartersNew Y•••, NYMar 27, 2024FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Office address••• LockedMar 27, 2024FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Portfolio page••• Locked
“••• Locked”
Sep 16, 2026FactVenture organization websites (about, team, portfolio, thesis, news pages)
Private funds reported22Mar 27, 2024FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Private fund gross assets (reported)$15BMar 27, 2024FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Regulatory AUM (adviser, not fund size)$18BMar 27, 2024FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Stated geographyglobal,globally,w••••wide
“geography words on the home page”
Sep 16, 2026FactVenture organization websites (about, team, portfolio, thesis, news pages)
Stated sectorsai,healthcare,biotech,medtech,media
“sector words on the home page”
Sep 16, 2026FactVenture organization websites (about, team, portfolio, thesis, news pages)
Stated stagesgrowth,early
“stage words on the home page”
Sep 16, 2026FactVenture organization websites (about, team, portfolio, thesis, news pages)
Team page••• Locked
“••• Locked”
Sep 16, 2026FactVenture organization websites (about, team, portfolio, thesis, news pages)
Venture funds reported0Mar 27, 2024FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Website••• LockedMar 27, 2024FactSEC Form ADV filing data 2011 to 2024 (every filing, Schedule D 7.B.(1) private funds, Schedules A/B)
Site titleHomepage - O••••••
“title tag”
Sep 16, 2026FactVenture organization websites (about, team, portfolio, thesis, news pages)