DFX Intelligence
Citi Global Markets Inc.
unclassified· NY
unclassified
2 more advisory clients and 15 more Schedule C rows
Every figure, date and source on this page is shown. The names behind them, and every related record, open with the complete profile.
Includes 3 days of DFX Intelligence. Then $199/month unless canceled.
Advisory clients on the tape
5
Schedule C, ACFR
Public-system clients
0
ACFR and seeds
ADV institutional clients
n/a
Item 5.D
ADV institutional RAUM
Not disclosed
pension, government, charity, insurance, sovereign
ADV discretionary RAUM
Not disclosed
Item 5.F
Advisory clients
5 allocators
- Buchalter Cash Balance Pension Plan Investment adviser (plan)through Dec 31, 2023 Form 5500
- Employer Local No. 375 Pension Plan Investment adviser (plan)through Jul 31, 2023 Form 5500
- Cement Masons Pension Trust Fund - Detroit and Vicinity Investment adviser (plan)through Apr 30, 2023 Form 5500
+2 more advisory clients
Every name, record and relationship behind this count, with the source on each.
Includes 3 days of DFX Intelligence. Then $199/month unless canceled.
Other roles
1 allocator
- Wsgr Cash Balance Retirement Plan Custodianthrough Dec 31, 2022
Schedule C rows
18 rows, $2.4M direct compensation as filed
| Plan | Plan year | Codes | Relationship as filed | Direct compensation |
|---|---|---|---|---|
| Northwest Ohio Area Industries Uaw Retirement Income Plan | 2025 | 28 | NONE | $40,000 |
| Placid Refining Company Pension Plan | 2024 | 27 | RETAINED BY EMPLOYER | $316,282 |
| Willkie Farr & Gallagher LLP Partner Pension Plan | 2024 | 27 50 71 72 | NONE | $279,426 |
+15 more Schedule C rows
Every name, record and relationship behind this count, with the source on each.
Includes 3 days of DFX Intelligence. Then $199/month unless canceled.
What changed
- Citigroup Global Markets, Inc no longer appears on Buchalter Cash Balance Pension Plan's Schedule C as investment adviser (plan) (plan year 2024 vs 2023)with Citi Global Markets Inc.askebsa.dol.gov
- Citi Investment Management no longer appears on Wsgr Cash Balance Retirement Plan's Schedule C as investment manager (plan year 2023 vs 2022)with Citi Global Markets Inc.askebsa.dol.gov