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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

ANA MARIA PARRA

Advisor at UCAP AMERICAS

MIAMI, FL

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Search this name across graphsid dfx:ria:00358c3d-e854-c97f-30cd-7f5cac29b890

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 6, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: UCAP AMERICAS
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 1, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Apr 19, 2012
First registration: Aug 6, 2012
Dual registered: yes, broker-dealer
Other names: ANA M PARRA|ANA M PARRA
IAPD individual key: 5626756

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
UCAP AMERICAS	Mixed wealth	Aug 31, 2021	n/a	yes	MIAMI, FL	Current employment
INSIGNEO ADVISORY SERVICES, LLC	Mixed wealth	Oct 6, 2020	Mar 30, 2021	no	MIAMI, FL	Previous registration
EFG PRIVATE WEALTH MANAGEMENT (AMERICAS) CORP.	Mixed wealth	Nov 21, 2019	Sep 17, 2020	no	MIAMI, FL	Previous registration
EFG CAPITAL ADVISORS INC.	Former SEC adviser	Jul 11, 2016	Feb 22, 2019	no	MIAMI, FL	Previous registration
EFG CAPITAL ADVISORS LLC	Former SEC adviser	Aug 6, 2012	Nov 6, 2014	no	MIAMI, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INSIGNEO ADVISORY SERVICES, LLC	UCAP AMERICAS	Mar 30, 2021	Aug 31, 2021	154	Firm change	RIA to RIA
EFG PRIVATE WEALTH MANAGEMENT (AMERICAS) CORP.	INSIGNEO ADVISORY SERVICES, LLC	Sep 17, 2020	Oct 6, 2020	19	Firm change	RIA to RIA
EFG CAPITAL ADVISORS INC.	EFG PRIVATE WEALTH MANAGEMENT (AMERICAS) CORP.	Feb 22, 2019	Nov 21, 2019	272	Firm change	RIA to RIA
EFG CAPITAL ADVISORS LLC	EFG CAPITAL ADVISORS INC.	Nov 6, 2014	Jul 11, 2016	613	Channel change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
112224:158905:FL:2019-02-22	Feb 22, 2019	Nov 21, 2019	MIAMI, FL	Firm change

Relationships

Registered with (5)

→ UCAP AMERICASRegistered adviserregistration: current employment
Aug 31, 2021 to presentfactForm ADV
→ INSIGNEO ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Oct 6, 2020 to Mar 30, 2021factForm ADV
→ EFG PRIVATE WEALTH MANAGEMENT (AMERICAS) CORP.Registered adviserregistration: previous registration
Nov 21, 2019 to Sep 17, 2020factForm ADV
→ EFG CAPITAL ADVISORS INC.Registered adviserregistration: previous registration
Jul 11, 2016 to Feb 22, 2019factForm ADV
→ EFG CAPITAL ADVISORS LLCRegistered adviserregistration: previous registration
Aug 6, 2012 to Nov 6, 2014factForm ADV

Dated events

No dated event names this entity yet.