DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Ana M Parra
At current firm
5 y
since Aug 31, 2021
In the industry
17 y
since Dec 1, 2008 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Ucap Americas mixed wealth currentsince Aug 31, 2021 · Miami, Fl
- Insigneo Advisory Services, LLC mixed wealthOct 6, 2020 to Mar 30, 2021 · Miami, Fl
- Efg Private Wealth Management (Americas) Corp. mixed wealthNov 21, 2019 to Sep 17, 2020 · Miami, Fl
- Efg Capital Advisors Inc. formerJul 11, 2016 to Feb 22, 2019 · Miami, Fl
- Efg Capital Advisors LLC formerAug 6, 2012 to Nov 6, 2014 · Miami, Fl
Moves
a registration end followed by a registration begin elsewhere
- Insigneo Advisory Services, LLC to Ucap Americasleft Mar 30, 2021, registered Aug 31, 2021 (154 days) · RIA to RIA
- Efg Private Wealth Management (Americas) Corp. to Insigneo Advisory Services, LLCleft Sep 17, 2020, registered Oct 6, 2020 (19 days) · RIA to RIA
- Efg Capital Advisors Inc. to Efg Private Wealth Management (Americas) Corp.left Feb 22, 2019, registered Nov 21, 2019 (272 days) · RIA to RIA · moved with a team
- Efg Capital Advisors LLC to Efg Capital Advisors Inc.left Nov 6, 2014, registered Jul 11, 2016 (613 days) · channel change inside one enterprise, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address