DFX Intelligence

J••• S••••• R••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

J••• S••••• R••••

Advisor at S••••••••• W•••••

Flagstaff, AZ | SUMMIT, NJ

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Search this name across graphsid dfx:ria:009f1d0c-0d27-1fe0-29de-6f385e94b9dc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 6, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• W•••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• W•••••	Mixed wealth	Jul 17, 2026	n/a	yes	Flagstaff, AZ\|SUMMIT, NJ	Current employment
S••••••••• W•••••	Mixed wealth	Jul 8, 2019	Jul 14, 2026	no	SUMMIT, NJ\|Flagstaff, AZ\|Flagstaff, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• I••••••••• M••••••••• L••	S••••••••• W•••••	Mar 11, 2019	Jul 8, 2019	119	Firm change	RIA to new firm
E•••••••• M••• L••	V••••• A•••• M•••••••••	Jul 24, 2018	Feb 27, 2018

Relationships

Registered with (4)

→ S••••••••• W•••••Registered adviserregistration: previous registration
Jul 8, 2019 to Jul 14, 2026factForm ADV
→ S••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Dec 26, 2018 to Mar 11, 2019factForm ADV
→ E•••••••• M••• L••Registered adviserregistration: previous registration
Sep 6, 2017 to Jul 24, 2018factForm ADV
→ V••••• A•••• M•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:009f1d0c-0d27-1fe0-29de-6f385e94b9dc
First observed: Sep 6, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.